0001127602-21-011255.txt : 20210317 0001127602-21-011255.hdr.sgml : 20210317 20210317211709 ACCESSION NUMBER: 0001127602-21-011255 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210316 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pecor Raymond C III CENTRAL INDEX KEY: 0001475265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13695 FILM NUMBER: 21752727 MAIL ADDRESS: STREET 1: 1 KING STREET DOCK CITY: BURLINGTON STATE: VT ZIP: 05401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY BANK SYSTEM, INC. CENTRAL INDEX KEY: 0000723188 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161213679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5790 WIDEWATERS PKWY CITY: DEWITT STATE: NY ZIP: 13214 BUSINESS PHONE: 8007242262 MAIL ADDRESS: STREET 1: 5790 WIDEWATERS PARKWAY CITY: DEWITT STATE: NY ZIP: 13214 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc DATE OF NAME CHANGE: 20130729 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc. DATE OF NAME CHANGE: 20130726 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-16 0000723188 COMMUNITY BANK SYSTEM, INC. CBU 0001475265 Pecor Raymond C III C/O COMMUNITY BANK SYSTEM, INC. 5790 WIDEWATERS PARKWAY DEWITT NY 13214 1 Common Stock 8180.7093 D Common Stock 8590.776 I By Trust Phantom Stock (Deferred Stock Units) 2021-03-16 4 A 0 569 0 A Common Stock 569 2069.73 D Phantom Stock (Deferred Compensation) Common Stock 2320.4164 2320.4164 D Phantom Stock (Deferred Compensation under Merchants plan) Common Stock 8634.7219 8634.7219 D Includes 220.343 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan. Includes 231.393 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan. The reporting person disclaims beneficial ownership of these securities, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose. The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Includes 38.7442 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Includes 35.8567 units of phantom stock acquired under the Deferred Compensation Plan's dividend reinvestment feature. The units of phantom stock were acquired through Merchants Bancshares, Inc.'s ("Merchants") deferred compensation plan. Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to such deferred compensation plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Includes 232.5695 units of phantom stock acquired under the Merchants' deferred compensation plan's dividend reinvestment feature Danielle M. Cima, pursuant to a Confirming Statement executed by Raymond C. Pecor, III 2021-03-17