0001127602-21-001004.txt : 20210106 0001127602-21-001004.hdr.sgml : 20210106 20210106163822 ACCESSION NUMBER: 0001127602-21-001004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STEELE SALLY A CENTRAL INDEX KEY: 0001264816 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13695 FILM NUMBER: 21511135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY BANK SYSTEM, INC. CENTRAL INDEX KEY: 0000723188 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161213679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5790 WIDEWATERS PKWY CITY: DEWITT STATE: NY ZIP: 13214 BUSINESS PHONE: 8007242262 MAIL ADDRESS: STREET 1: 5790 WIDEWATERS PARKWAY CITY: DEWITT STATE: NY ZIP: 13214 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc DATE OF NAME CHANGE: 20130729 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc. DATE OF NAME CHANGE: 20130726 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-01-04 0000723188 COMMUNITY BANK SYSTEM, INC. CBU 0001264816 STEELE SALLY A C/O COMMUNITY BANK SYSTEM, INC. 5790 WIDEWATERS PARKWAY DEWITT NY 13214 1 Common Stock 2021-01-04 4 M 0 3195.5394 0 A 53257.4638 D Common Stock 2585 I Joint with brother Phantom Stock (Deferred Compensation) 2021-01-04 4 M 0 3195.5394 0 D Common Stock 3195.5394 12775.3791 D Phantom Stock (Deferred Stock Units) Common Stock 852.5883 852.5883 D On January 4, 2021, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Includes 98.53, 117.4434 and 114.1050 units of phantom stock acquired on April 9, 2020, July 10, 2020 and October 9, 2020, respectively under the Deferred Compensation Plan's dividend reinvestment feature. The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Includes 3.6946, 4.9758 and 4.8344 units of phantom stock acquired on April 9, 2020, July 10, 2020 and October 9, 2020, respectively, as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. /s/ Danielle M. Cima, pursuant to a Confirming Statement executed by Sally A. Steele 2021-01-06