0001127602-19-032569.txt : 20191112
0001127602-19-032569.hdr.sgml : 20191112
20191112190808
ACCESSION NUMBER: 0001127602-19-032569
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191111
FILED AS OF DATE: 20191112
DATE AS OF CHANGE: 20191112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Serbun Joseph F
CENTRAL INDEX KEY: 0001741822
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13695
FILM NUMBER: 191211341
MAIL ADDRESS:
STREET 1: 5790 WIDEWATERS PARKWAY
CITY: DEWITT
STATE: NY
ZIP: 13214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COMMUNITY BANK SYSTEM, INC.
CENTRAL INDEX KEY: 0000723188
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 161213679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5790 WIDEWATERS PKWY
CITY: DEWITT
STATE: NY
ZIP: 13214
BUSINESS PHONE: 8007242262
MAIL ADDRESS:
STREET 1: 5790 WIDEWATERS PARKWAY
CITY: DEWITT
STATE: NY
ZIP: 13214
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc
DATE OF NAME CHANGE: 20130729
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc.
DATE OF NAME CHANGE: 20130726
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-11-11
0000723188
COMMUNITY BANK SYSTEM, INC.
CBU
0001741822
Serbun Joseph F
C/O COMMUNITY BANK SYSTEM, INC.
5790 WIDEWATERS PARKWAY
DEWITT
NY
13214
1
EVP, Chief Credit Officer
Common Stock
2019-11-11
4
M
0
3484
28.78
A
14598.7242
D
Common Stock
2019-11-11
4
M
0
3858
29.79
A
18456.7242
D
Common Stock
2019-11-11
4
S
0
7342
68.5891
D
11114.7242
D
Common Stock
1010.415
I
By 401(k) Plan
Stock Option
28.78
2019-11-11
4
M
0
3484
0
D
2022-03-21
Common Stock
3484
0
D
Stock Option
29.79
2019-11-11
4
M
0
3858
0
D
2023-03-19
Common Stock
3858
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.50 to $68.93, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The number of shares reported herein acquired pursuant to Community Bank System, Inc.'s 401(k) Plan and are based on a current plan statement.
The option vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017.
The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018.
/s/ Danielle M. Cima, pursuant to a Confirming Statement executed by Joseph F. Serbun
2019-11-12