0001127602-19-012853.txt : 20190322 0001127602-19-012853.hdr.sgml : 20190322 20190322145552 ACCESSION NUMBER: 0001127602-19-012853 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190320 FILED AS OF DATE: 20190322 DATE AS OF CHANGE: 20190322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pecor Raymond C III CENTRAL INDEX KEY: 0001475265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13695 FILM NUMBER: 19699492 MAIL ADDRESS: STREET 1: 1 KING STREET DOCK CITY: BURLINGTON STATE: VT ZIP: 05401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY BANK SYSTEM, INC. CENTRAL INDEX KEY: 0000723188 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161213679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5790 WIDEWATERS PKWY CITY: DEWITT STATE: NY ZIP: 13214 BUSINESS PHONE: 8007242262 MAIL ADDRESS: STREET 1: 5790 WIDEWATERS PARKWAY CITY: DEWITT STATE: NY ZIP: 13214 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc DATE OF NAME CHANGE: 20130729 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc. DATE OF NAME CHANGE: 20130726 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-03-20 0000723188 COMMUNITY BANK SYSTEM, INC. CBU 0001475265 Pecor Raymond C III C/O COMMUNITY BANK SYSTEM, INC. 5790 WIDEWATERS PARKWAY DEWITT NY 13214 1 Phantom Stock (Deferred Stock Units) 2019-03-20 4 A 0 288 0 A Common Stock 288 911.0014 D Stock Option 59.41 2019-03-20 4 A 0 1194 0 A 2019-03-20 2029-03-20 Common Stock 1194 1194 D Phantom Stock (Deferred Compensation) 2019-03-21 4 A 0 260.8988 59.41 A Common Stock 260.8988 1338.9119 D Phantom Stock (Deferred Compensation under Merchants plan) Common Stock 8200.3677 8200.3677 D The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Includes 12.0014 units of phantom stock acquired as dividend equivalents under the 2014 Long-Term Incentive Compensation Program. Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Includes 9.8655 units of phantom stock acquired on January 10, 2019 under the Deferred Compensation Plan's dividend reinvestment feature. The units of phantom stock were acquired through Merchants Bancshares, Inc.'s ("Merchants") deferred compensation plan. Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to such deferred compensation plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Includes 99.6052 units of phantom stock acquired under the Merchants' deferred compensation plan's dividend reinvestment feature Danielle M. Cima, pursuant to a Confirming Statement executed by Raymond C. Pecor, III 2019-03-22