0001127602-19-000617.txt : 20190103 0001127602-19-000617.hdr.sgml : 20190103 20190103153230 ACCESSION NUMBER: 0001127602-19-000617 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ACE BRIAN R CENTRAL INDEX KEY: 0001264817 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13695 FILM NUMBER: 19505133 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY BANK SYSTEM, INC. CENTRAL INDEX KEY: 0000723188 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161213679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5790 WIDEWATERS PKWY CITY: DEWITT STATE: NY ZIP: 13214 BUSINESS PHONE: 8007242262 MAIL ADDRESS: STREET 1: 5790 WIDEWATERS PARKWAY CITY: DEWITT STATE: NY ZIP: 13214 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc DATE OF NAME CHANGE: 20130729 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc. DATE OF NAME CHANGE: 20130726 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-01-02 0000723188 COMMUNITY BANK SYSTEM, INC. CBU 0001264817 ACE BRIAN R C/O COMMUNITY BANK SYSTEM, INC. 5790 WIDEWATERS PARKWAY DEWITT NY 13214 1 Common Stock 2019-01-02 4 M 0 3015.2198 0 A 56287.4594 D Common Stock 137 I By Spouse Phantom Stock (Deferred Compensation) 2019-01-02 4 M 0 3015.2198 0 D Common Stock 3015.2198 14933.3878 D Phantom Stock (Deferred Stock Units) Common Stock 2926.6115 2926.6115 D On January 2, 2019, the reporting person's phantom stock units were settled for an equal number of shares of Community Bank System, Inc. common stock. Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person. Includes 99.0515 and 111.3364 units of phantom stock acquired on July 10, 2018 and October 10, 2018, respectively under the Deferred Compensation Plan's dividend reinvestment feature. The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date. Includes 16.7661 and 18.8454 units of phantom stock acquired on July 10, 2018 and October 10, 2018, respectively under the dividend reinvestment feature. /s/ Danielle M. Cima, pursuant to a Confirming Statement executed by Brian R. Ace 2019-01-03