0001127602-18-022024.txt : 20180629 0001127602-18-022024.hdr.sgml : 20180629 20180629160017 ACCESSION NUMBER: 0001127602-18-022024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180629 FILED AS OF DATE: 20180629 DATE AS OF CHANGE: 20180629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serbun Joseph F CENTRAL INDEX KEY: 0001741822 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13695 FILM NUMBER: 18929263 MAIL ADDRESS: STREET 1: 5790 WIDEWATERS PARKWAY CITY: DEWITT STATE: NY ZIP: 13214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY BANK SYSTEM, INC. CENTRAL INDEX KEY: 0000723188 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161213679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5790 WIDEWATERS PKWY CITY: DEWITT STATE: NY ZIP: 13214 BUSINESS PHONE: 8007242262 MAIL ADDRESS: STREET 1: 5790 WIDEWATERS PARKWAY CITY: DEWITT STATE: NY ZIP: 13214 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc DATE OF NAME CHANGE: 20130729 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc. DATE OF NAME CHANGE: 20130726 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-06-29 0000723188 COMMUNITY BANK SYSTEM, INC. CBU 0001741822 Serbun Joseph F C/O COMMUNITY BANK SYSTEM, INC. 5790 WIDEWATERS PARKWAY DEWITT NY 13214 1 EVP, Chief Credit Officer Common Stock 2018-06-29 4 M 0 82 19.48 A 8308.7224 D Common Stock 2018-06-29 4 M 0 2599 27.36 A 10907.7224 D Common Stock 2018-06-29 4 S 0 2681 59.7269 D 8226.7224 D Common Stock 546.7621 I By 401(k) Plan Stock Option 19.48 2018-06-29 4 M 0 82 0 D 2020-01-20 Common Stock 82 0 D Stock Option 27.36 2018-06-29 4 M 0 2599 0 D 2021-01-19 Common Stock 2599 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.60 to $59.90, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The option vested ratably on January 20, 2011, 2012, 2013, 2014 and 2015. The option vested ratably on January 19, 2012, 2013, 2014, 2015 and 2016. /s/ Danielle M. Cima, pursuant to a Confirming Statement executed by Joseph F. Serbun 2018-06-29