0001127602-18-022024.txt : 20180629
0001127602-18-022024.hdr.sgml : 20180629
20180629160017
ACCESSION NUMBER: 0001127602-18-022024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180629
FILED AS OF DATE: 20180629
DATE AS OF CHANGE: 20180629
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Serbun Joseph F
CENTRAL INDEX KEY: 0001741822
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13695
FILM NUMBER: 18929263
MAIL ADDRESS:
STREET 1: 5790 WIDEWATERS PARKWAY
CITY: DEWITT
STATE: NY
ZIP: 13214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COMMUNITY BANK SYSTEM, INC.
CENTRAL INDEX KEY: 0000723188
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 161213679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5790 WIDEWATERS PKWY
CITY: DEWITT
STATE: NY
ZIP: 13214
BUSINESS PHONE: 8007242262
MAIL ADDRESS:
STREET 1: 5790 WIDEWATERS PARKWAY
CITY: DEWITT
STATE: NY
ZIP: 13214
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc
DATE OF NAME CHANGE: 20130729
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc.
DATE OF NAME CHANGE: 20130726
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-06-29
0000723188
COMMUNITY BANK SYSTEM, INC.
CBU
0001741822
Serbun Joseph F
C/O COMMUNITY BANK SYSTEM, INC.
5790 WIDEWATERS PARKWAY
DEWITT
NY
13214
1
EVP, Chief Credit Officer
Common Stock
2018-06-29
4
M
0
82
19.48
A
8308.7224
D
Common Stock
2018-06-29
4
M
0
2599
27.36
A
10907.7224
D
Common Stock
2018-06-29
4
S
0
2681
59.7269
D
8226.7224
D
Common Stock
546.7621
I
By 401(k) Plan
Stock Option
19.48
2018-06-29
4
M
0
82
0
D
2020-01-20
Common Stock
82
0
D
Stock Option
27.36
2018-06-29
4
M
0
2599
0
D
2021-01-19
Common Stock
2599
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.60 to $59.90, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option vested ratably on January 20, 2011, 2012, 2013, 2014 and 2015.
The option vested ratably on January 19, 2012, 2013, 2014, 2015 and 2016.
/s/ Danielle M. Cima, pursuant to a Confirming Statement executed by Joseph F. Serbun
2018-06-29