0001127602-18-019355.txt : 20180531 0001127602-18-019355.hdr.sgml : 20180531 20180531165602 ACCESSION NUMBER: 0001127602-18-019355 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180521 FILED AS OF DATE: 20180531 DATE AS OF CHANGE: 20180531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Serbun Joseph F CENTRAL INDEX KEY: 0001741822 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13695 FILM NUMBER: 18872333 MAIL ADDRESS: STREET 1: 5790 WIDEWATERS PARKWAY CITY: DEWITT STATE: NY ZIP: 13214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMUNITY BANK SYSTEM, INC. CENTRAL INDEX KEY: 0000723188 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 161213679 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5790 WIDEWATERS PKWY CITY: DEWITT STATE: NY ZIP: 13214 BUSINESS PHONE: 8007242262 MAIL ADDRESS: STREET 1: 5790 WIDEWATERS PARKWAY CITY: DEWITT STATE: NY ZIP: 13214 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc DATE OF NAME CHANGE: 20130729 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc. DATE OF NAME CHANGE: 20130726 FORMER COMPANY: FORMER CONFORMED NAME: COMMUNITY BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 3/A 1 form3a.xml PRIMARY DOCUMENT X0206 3/A 2018-05-21 2018-05-31 0 0000723188 COMMUNITY BANK SYSTEM, INC. CBU 0001741822 Serbun Joseph F C/O COMMUNITY BANK SYSTEM, INC. 5790 WIDEWATERS PARKWAY DEWITT NY 13214 1 EVP, Chief Credit Officer Common Stock 546.7621 I By 401(k) Plan Common Stock 8226.7224 D Stock Option 19.48 2020-01-20 Common Stock 82 D Stock Option 27.36 2021-01-19 Common Stock 2599 D Stock Option 28.78 2022-03-21 Common Stock 3484 D Stock Option 29.79 2023-03-19 Common Stock 3858 D Stock Option 35.36 2025-03-18 Common Stock 3053 D Stock Option 37.77 2024-03-19 Common Stock 2935 D Stock Option 38.02 2026-03-16 Common Stock 4029 D Stock Option 55.92 2028-03-20 Common Stock 2779 D Stock Option 57.12 2027-03-15 Common Stock 2357 D This Amendment is filed to include the reporting person's Confirming Statement. The number of shares reported herein acquired pursuant to Community Bank System, Inc.'s 401(k) Plan and are based on a current plan statement. The option vested ratably on January 20, 2011, 2012, 2013, 2014 and 2015. The option vested ratably on January 19, 2012, 2013, 2014, 2015 and 2016. The option vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017. The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018. The option vests ratably on March 18, 2016, 2017, 2018, 2019 and 2020. The option vests ratably on March 19, 2015, 2016, 2017, 2018 and 2019. The option vests ratably on March 16, 2017, 2018, 2019, 2020 and 2021. The option vests ratably on March 20, 2019, 2020, 2021, 2022 and 2023. The option vests ratably on March 15, 2018, 2019, 2020, 2021 and 2022. /s/ Marguerite K. Geiss, pursuant to a Confirming Statement executed by Joseph F. Serbun 2018-05-31 EX-24 2 doc1.txt POWER OF ATTORNEY (PUBLIC): CONFIRMING STATEMENT Confirming Statement This Confirming Statement (?Statement?) confirms that the undersigned, Joseph F. Serbun, has authorized, directed and designated each of Danielle M. Cima, George J. Getman and Marguerite K. Geiss (each a ?Designee? and together, the ?Designees?), or either of them acting singly, to: (1) prepare, execute and file for and on behalf of the undersigned with the U.S. Securities and Exchange Commission (the ?SEC?) a Form ID, including amendments thereto, enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 and any rule or regulation thereunder; and (2) prepare, execute and file for and on behalf of the undersigned with the SEC and any stock exchange or similar authority, all Forms 3, 4, and 5, including any amendments thereto, that the undersigned is required to file as an officer and/or director of Community Bank System, Inc. (the ?Company?) in accordance with Section 16(a) of the Securities Exchange Act of 1934 and any rule or regulation thereunder. The authority of the Designees under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned?s holdings of and/or transactions in securities of the Company, unless earlier revoked by the undersigned in a signed writing delivered to the Designees. The undersigned acknowledges that the Designees are not assuming, nor is the Company assuming, any of the undersigned?s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Statement is not intended to be a power of attorney as defined in the New York General Obligations Law, Article 5, Title 15, Section 5-1501, and in the event this Statement is determined to be a power of attorney under such statute, this Statement shall not revoke any power of attorney previously executed by the undersigned and shall not be revoked by any subsequent power of attorney unless such subsequent power of attorney expressly provides that it revokes this Statement by referring to the date and subject hereof. Date: May 21, 2018 /s/ Joseph F. Serbun Name: Joseph F. Serbun 1835955.1 1835955.1