0001127602-18-019355.txt : 20180531
0001127602-18-019355.hdr.sgml : 20180531
20180531165602
ACCESSION NUMBER: 0001127602-18-019355
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180521
FILED AS OF DATE: 20180531
DATE AS OF CHANGE: 20180531
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Serbun Joseph F
CENTRAL INDEX KEY: 0001741822
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13695
FILM NUMBER: 18872333
MAIL ADDRESS:
STREET 1: 5790 WIDEWATERS PARKWAY
CITY: DEWITT
STATE: NY
ZIP: 13214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COMMUNITY BANK SYSTEM, INC.
CENTRAL INDEX KEY: 0000723188
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 161213679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5790 WIDEWATERS PKWY
CITY: DEWITT
STATE: NY
ZIP: 13214
BUSINESS PHONE: 8007242262
MAIL ADDRESS:
STREET 1: 5790 WIDEWATERS PARKWAY
CITY: DEWITT
STATE: NY
ZIP: 13214
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc
DATE OF NAME CHANGE: 20130729
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc.
DATE OF NAME CHANGE: 20130726
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
3/A
1
form3a.xml
PRIMARY DOCUMENT
X0206
3/A
2018-05-21
2018-05-31
0
0000723188
COMMUNITY BANK SYSTEM, INC.
CBU
0001741822
Serbun Joseph F
C/O COMMUNITY BANK SYSTEM, INC.
5790 WIDEWATERS PARKWAY
DEWITT
NY
13214
1
EVP, Chief Credit Officer
Common Stock
546.7621
I
By 401(k) Plan
Common Stock
8226.7224
D
Stock Option
19.48
2020-01-20
Common Stock
82
D
Stock Option
27.36
2021-01-19
Common Stock
2599
D
Stock Option
28.78
2022-03-21
Common Stock
3484
D
Stock Option
29.79
2023-03-19
Common Stock
3858
D
Stock Option
35.36
2025-03-18
Common Stock
3053
D
Stock Option
37.77
2024-03-19
Common Stock
2935
D
Stock Option
38.02
2026-03-16
Common Stock
4029
D
Stock Option
55.92
2028-03-20
Common Stock
2779
D
Stock Option
57.12
2027-03-15
Common Stock
2357
D
This Amendment is filed to include the reporting person's Confirming Statement.
The number of shares reported herein acquired pursuant to Community Bank System, Inc.'s 401(k) Plan and are based on a current plan statement.
The option vested ratably on January 20, 2011, 2012, 2013, 2014 and 2015.
The option vested ratably on January 19, 2012, 2013, 2014, 2015 and 2016.
The option vested ratably on March 21, 2013, 2014, 2015, 2016 and 2017.
The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018.
The option vests ratably on March 18, 2016, 2017, 2018, 2019 and 2020.
The option vests ratably on March 19, 2015, 2016, 2017, 2018 and 2019.
The option vests ratably on March 16, 2017, 2018, 2019, 2020 and 2021.
The option vests ratably on March 20, 2019, 2020, 2021, 2022 and 2023.
The option vests ratably on March 15, 2018, 2019, 2020, 2021 and 2022.
/s/ Marguerite K. Geiss, pursuant to a Confirming Statement executed by Joseph F. Serbun
2018-05-31
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): CONFIRMING STATEMENT
Confirming Statement
This Confirming Statement (?Statement?) confirms that the undersigned,
Joseph F. Serbun, has authorized, directed and designated each of
Danielle M. Cima, George J. Getman and Marguerite K. Geiss (each a
?Designee? and together, the ?Designees?), or either of them acting
singly, to: (1) prepare, execute and file for and on behalf of the undersigned
with the U.S. Securities and Exchange Commission (the ?SEC?) a Form
ID, including amendments thereto, enabling the undersigned to make
electronic filings with the SEC of reports required by Section 16(a) of
the Securities Exchange Act of 1934 and any rule or regulation
thereunder; and (2) prepare, execute and file for and on behalf of the
undersigned with the SEC and any stock exchange or similar authority,
all Forms 3, 4, and 5, including any amendments thereto, that the undersigned
is required to file as an officer and/or director of Community Bank System,
Inc. (the ?Company?) in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and any rule or regulation thereunder.
The authority of the Designees under this Statement shall continue until the
undersigned is no longer required to file Forms 3, 4, and 5 with
respect to the undersigned?s holdings of and/or transactions in securities of
the Company, unless earlier revoked by the undersigned in a signed writing
delivered to the Designees. The undersigned acknowledges that the
Designees are not assuming, nor is the Company assuming, any of the
undersigned?s responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934. This Statement is not intended to be a power of
attorney as defined in the New York General Obligations Law, Article
5, Title 15, Section 5-1501, and in the event this Statement is determined to
be a power of attorney under such statute, this Statement shall not revoke
any power of attorney previously executed by the undersigned and shall not
be revoked by any subsequent power of attorney unless such subsequent
power of attorney expressly provides that it revokes this Statement by
referring to the date and subject hereof.
Date: May 21, 2018
/s/ Joseph F. Serbun
Name: Joseph F. Serbun
1835955.1
1835955.1