0001127602-13-029851.txt : 20131028
0001127602-13-029851.hdr.sgml : 20131028
20131028164452
ACCESSION NUMBER: 0001127602-13-029851
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131025
FILED AS OF DATE: 20131028
DATE AS OF CHANGE: 20131028
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: COMMUNITY BANK SYSTEM, INC.
CENTRAL INDEX KEY: 0000723188
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 161213679
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5790 WIDEWATERS PKWY
CITY: DEWITT
STATE: NY
ZIP: 13214
BUSINESS PHONE: 8007242262
MAIL ADDRESS:
STREET 1: 5790 WIDEWATERS PARKWAY
CITY: DEWITT
STATE: NY
ZIP: 13214
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc
DATE OF NAME CHANGE: 20130729
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK NA, a subsidiary of Community Bank System Inc.
DATE OF NAME CHANGE: 20130726
FORMER COMPANY:
FORMER CONFORMED NAME: COMMUNITY BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Parente John
CENTRAL INDEX KEY: 0001486057
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13695
FILM NUMBER: 131173544
MAIL ADDRESS:
STREET 1: 478 SCHOOLHOUSE ROAD
CITY: TUNKHANNOCK
STATE: PA
ZIP: 18657
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2013-10-25
0000723188
COMMUNITY BANK SYSTEM, INC.
CBU
0001486057
Parente John
478 SCHOOLHOUSE ROAD
TUNKHANNOCK
PA
18657
1
Common Stock
2013-10-25
4
M
0
3850
27.36
A
57133
D
Common Stock
2013-10-25
4
S
0
3850
36.7221
D
53283
D
Common Stock
18000
I
By son, John K. Parente Trust U/A 6/15/96
Common Stock
19000
I
By son, Louis C. Parente Trust U/A 3/29/01
Common Stock
15500
I
By son, Samuel M. Parente Trust U/A 6/16/98
Stock Option
27.36
2013-10-25
4
M
0
3850
0
D
2011-01-19
2021-01-19
Common Stock
3850
0
D
Phantom Stock (Deferred Compensation)
Common Stock
2315.7523
2315.7523
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.70 to $36.75, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.
Includes 20.5849, 19.0192, and 18.6594 units of phantom stock acquired on April 10, 2013, July 10, 2013, and October 10, 2013, respectively, under the Deferred Compensation Plan's dividend reinvestment feature.
/s/ Danielle M. Cima, pursuant to a Confirming Statement executed by John Parente
2013-10-28