0001171843-16-011159.txt : 20160720
0001171843-16-011159.hdr.sgml : 20160720
20160720170116
ACCESSION NUMBER: 0001171843-16-011159
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160720
DATE AS OF CHANGE: 20160720
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMMUNOMEDICS INC
CENTRAL INDEX KEY: 0000722830
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 611009366
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 300 AMERICAN RD
CITY: MORRIS PLAINS
STATE: NJ
ZIP: 07950
BUSINESS PHONE: 9736058200
MAIL ADDRESS:
STREET 1: 300 AMERICAN ROAD
CITY: MORRIS PLAINS
STATE: NJ
ZIP: 07950
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOLDENBERG DAVID M
CENTRAL INDEX KEY: 0001029578
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12104
FILM NUMBER: 161775972
MAIL ADDRESS:
STREET 1: UBS GLOBAL ASSET MANAGEMENT (US) INC.
STREET 2: 51 WEST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
5
1
formfive.xml
OWNERSHIP DOCUMENT
X0306
5
2016-06-30
0
0
1
0000722830
IMMUNOMEDICS INC
IMMU
0001029578
GOLDENBERG DAVID M
C/O IMMUNOMEDICS, INC
300 THE AMERICAN ROAD
MORRIS PLAINS
NJ
07950
1
1
0
0
See Remarks
Common Stock
2015-07-28
4
A
0
L
9746
0
A
2482958
D
Common Stock
2015-07-28
4
F
0
L
3570
2.55
D
2479388
D
Common Stock
2015-07-28
4
A
0
L
9747
0
A
3300599
I
See Footnote
Common Stock
2015-07-28
4
F
0
L
3571
2.55
D
3297028
I
See Footnote
Common Stock
2016-03-14
4
A
0
L
29240
0
A
2508628
D
Common Stock
2016-03-14
4
F
0
L
10711
2.65
D
2497917
D
Common Stock
2016-03-14
4
A
0
L
29240
0
A
3326268
I
See Footnote
Common Stock
2016-03-14
4
F
0
L
10711
2.65
D
3315557
I
See Footnote
Represents the settlement of common stock underlying Performance Units that have vested in accordance with the terms of the Performance-Based Restricted Stock Unit Agreement entered into on August 16, 2013 by and between the Company and each of the reporting person and his spouse, Ms. Cynthia L. Goldenberg, President and Chief Executive Officer of the Company.
Includes a total of 190,000 shares held as joint tenants by the reporting person and Ms. Goldenberg.
Such shares are held by the reporting person's spouse, by various trusts established for the benefit of the reporting person and/or family members of the reporting person, or by a majority-owned subsidiary of the Issuer, of which the reporting person is an officer. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interests therein.
Chief Scientific Officer, Chief Patent Officer, and Chairman of the Board of Directors
/s/ David M. Goldenberg
2016-07-20