0001209191-15-059140.txt : 20150702
0001209191-15-059140.hdr.sgml : 20150702
20150702182840
ACCESSION NUMBER: 0001209191-15-059140
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150702
DATE AS OF CHANGE: 20150702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUDSON VALLEY HOLDING CORP
CENTRAL INDEX KEY: 0000722256
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 133148745
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21 SCARSDALE ROAD
CITY: YONKERS
STATE: NY
ZIP: 10707
BUSINESS PHONE: 9149616100
MAIL ADDRESS:
STREET 1: 21 SCARSDALE ROAD
CITY: YONKERS
STATE: NY
ZIP: 10707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LANDY JAMES J
CENTRAL INDEX KEY: 0001191181
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34453
FILM NUMBER: 15971457
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-06-30
2015-07-01
1
0000722256
HUDSON VALLEY HOLDING CORP
HVB
0001191181
LANDY JAMES J
C/O 21 SCARSDALE ROAD
YONKERS
NY
10707
1
0
0
0
Common Stock
2015-06-30
4
D
0
139836
D
0
D
Common Stock
2015-06-30
4
D
0
7938
D
0
D
Common Stock
2015-06-30
4
D
0
85769
D
0
I
by Spouse
Includes 1,000 shares of Restricted Stock that vests 100% on February 6, 2016. The vesting of these shares was accelerated on June 30, 2015 in connection with the consummation of the merger of the Issuer with and into Sterling Bancorp.
Disposed of pursuant to the Agreement and Plan of Merger between the Issuer and Sterling Bancorp (the "Merger Agreement") in exchange for 268,485 shares of Sterling Bancorp common stock having a market value of $14.714 per share on the effective date of the merger (with such market value calculated as the average of the closing sales price of Sterling Bancorp common stock on the New York Stock Exchange for the five trading days ending on the day preceding the closing date of the merger (the "Market Value of Sterling Common Stock")) and cash of $1.77 in lieu of a fractional share of Sterling Bancorp common stock.
Held jointly with spouse.
Disposed of pursuant to the Merger Agreement in exchange for 15,240 shares of Sterling Bancorp common stock having a market value of $14.714 per share on the effective date of the merger (with such market value calculated as the Market Value of Sterling Common Stock) and cash of $14.13 in lieu of a fractional share of Sterling Bancorp common stock.
Includes 79,269 shares held by spouse of Reporting Person and 6,500 shares held by spouse of Reporting Person as custodian for minor child.
Disposed of pursuant to the Merger Agreement in exchange for 164,676 shares of Sterling Bancorp common stock (consisting of 152,196 shares of Sterling Bancorp common stock in exchange for 79,269 shares of Issuer common stock held by spouse of Reporting Person and 12,480 shares of Sterling Bancorp common stock in exchange for 6,500 shares of Issuer common stock held by spouse of Reporting Person as custodian for minor child) having a market value of $14.714 per share on the effective date of the merger (with such market value calculated as the Market Value of Sterling Common Stock) and cash of $7.06 in lieu of a fractional share of Sterling Bancorp common stock paid to spouse of Reporting Person.
This amendment to the originally filed Form 4 is being made to correct the footnote descriptions of the market value of Sterling Bancorp Common Stock on the effective date of the merger and the amount of cash in lieu of a fractional share of Sterling Bancorp common stock.
/s/ James P. Blose (James P. Blose as Attorney-in-Fact for James J. Landy)
2015-07-02
EX-24.4A_593893
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
(Covering SEC Filings Only)
The undersigned, an officer, director or holder of 10% or more of the
outstanding shares of Common Stock of Hudson Valley Holding Corp. (the
"Company"), hereby appoints each of James P. Blose, the Executive Vice
President, General Counsel & Secretary of the Company, and Michael E.Finn, the
Executive Vice President, Chief Risk Officer of Hudson Valley Bank, each acting
singly rather than jointly, as attorney in filing on behalf of the undersigned
all reports on Form 3, Form 4 and Form 5, required to be filed by the
undersigned, in his/her capacity as an officer, director or holder of 10% or
more of the outstanding shares of Common Stock of the Company, pursuant to
Section 16(a) of the Securities and Exchange Act of 1934, as amended.
The foregoing appointment shall remain in effect until revoked in writing by the
undersigned or until six months following the date on which the undersigned is
no longer an officer, director or holder of 10% or more of the outstanding
voting securities of the Company.
Executed this 5th day of June, 2015.
Signature: /s/ James J. Landy