0001209191-15-057802.txt : 20150701
0001209191-15-057802.hdr.sgml : 20150701
20150701133352
ACCESSION NUMBER: 0001209191-15-057802
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150701
DATE AS OF CHANGE: 20150701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HUDSON VALLEY HOLDING CORP
CENTRAL INDEX KEY: 0000722256
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 133148745
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21 SCARSDALE ROAD
CITY: YONKERS
STATE: NY
ZIP: 10707
BUSINESS PHONE: 9149616100
MAIL ADDRESS:
STREET 1: 21 SCARSDALE ROAD
CITY: YONKERS
STATE: NY
ZIP: 10707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHENK JOSEPH A
CENTRAL INDEX KEY: 0001230923
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34453
FILM NUMBER: 15964241
MAIL ADDRESS:
STREET 1: C/O JEFFERIES & COMPANY, INC.
STREET 2: 520 MADISON AVE. 12TH FL.
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-30
1
0000722256
HUDSON VALLEY HOLDING CORP
HVB
0001230923
SCHENK JOSEPH A
C/O 21 SCARSDALE RD
YONKERS
NY
10707
1
0
0
0
Common Stock
2015-06-30
4
D
0
12000
D
0
D
Common Stock
2015-06-30
4
D
0
3000
D
0
D
Includes 1,000 shares of Restricted Stock that vest 100% on February 6, 2016. The vesting of these shares was accelerated on June 30, 2015 in connection with the consummation of the merger of the Issuer with and into Sterling Bancorp.
Disposed of pursuant to the Agreement and Plan of Merger between the Issuer and Sterling Bancorp (the "Merger Agreement") in exchange for 23,040 shares of Sterling Bancorp common stock having a market value of $28.251 per share on the effective date of the merger (with such market value calculated as the average of the closing sales price of Sterling Bancorp common stock on the New York Stock Exchange for the five trading days ending on the day preceding the closing date of the merger (the "Market Value of Sterling Common Stock")).
Held jointly with spouse.
Disposed of pursuant to the Merger Agreement in exchange for 5,760 shares of Sterling Bancorp common stock having a market value of $28.251 per share on the effective date of the merger (with such market value calculated as the Market Value of Sterling Common Stock).
/s/ James P. Blose (James P. Blose as Attorney-in-Fact for Joseph A. Schenk)
2015-07-01
EX-24.4_592669
2
poa.txt
POA DOCUMENT
POWER OF ATTORNEY
(Covering SEC Filings Only)
The undersigned, an officer, director or holder of 10% or more of the
outstanding shares of Common Stock of Hudson Valley Holding Corp. (the
"Company"), hereby appoints each of James P. Blose, the Executive Vice
President, General Counsel & Secretary of the Company, and Michael E. Finn, the
Executive Vice President, Chief Risk Officer of Hudson Valley Bank, each acting
singly rather than jointly, as attorney in filing on behalf of the undersigned
all reports on Form 3, Form 4 and Form 5, required to be filed by the
undersigned, in his/her capacity as an officer, director or holder of 10% or
more of the outstanding shares of Common Stock of the Company, pursuant to
Section 16(a) of the Securities and Exchange Act of 1934, as amended.
The foregoing appointment shall remain in effect until revoked in writing by the
undersigned or until six months following the date on which the undersigned is
no longer an officer, director or holder of 10% or more of the outstanding
voting securities of the Company.
Executed this 15th day of June, 2015.
Signature: /s/ Joseph A. Schenk