0001209191-15-030164.txt : 20150330 0001209191-15-030164.hdr.sgml : 20150330 20150330160611 ACCESSION NUMBER: 0001209191-15-030164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150319 FILED AS OF DATE: 20150330 DATE AS OF CHANGE: 20150330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HUDSON VALLEY HOLDING CORP CENTRAL INDEX KEY: 0000722256 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 133148745 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 BUSINESS PHONE: 9149616100 MAIL ADDRESS: STREET 1: 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Reinhart Andrew J CENTRAL INDEX KEY: 0001322722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34453 FILM NUMBER: 15734547 MAIL ADDRESS: STREET 1: C/O 21 SCARSDALE ROAD CITY: YONKERS STATE: NY ZIP: 10707 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-19 0 0000722256 HUDSON VALLEY HOLDING CORP HVB 0001322722 Reinhart Andrew J C/O 21 SCARSDALE ROAD YONKERS NY 10707 0 1 0 0 1stSVP/Controller/AsstTreasr Common Stock 2015-03-19 4 A 0 905 0.00 A 24170 D Employee Stock Options (Right-to-Buy) 23.76 2016-02-07 Common Stock 5126 5126 D Restricted Stock vests over 3 years on the anniversary of the grant commencing 03/19/2016, at a rate of 33.3% per year. Accordingly, 302 shares will vest on each of 03/19/2016 and 03/19/2017 and 301 shares will vest on 03/19/2018. Includes 10,500 shares of Restricted Stock from an original grant of 15,000 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 12/7/2013, at a rate of 15% for each of the first and second years and a rate of 35% for each of the third and fourth years. Accordingly, 2,250 shares vested on each of 12/7/2013 and 12/7/2014 and 5,250 shares will vest on each of 12/7/2015 and 12/7/2016. Includes 2,172 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 03/06/2013, at a rate of 25% per year for each year (1,629 shares have vested and 543 shares will vest on 03/06/2016). Includes 1,976 shares of Restricted Stock which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (659 shares vested on 02/20/2015, 659 shares will vest on 02/20/2016 and 658 shares will vest on 02/20/2017). Includes 905 shares of Restricted Stock which vest over 3 years on the anniversary of the grant commencing 03/19/2016, at a rate of 33.3% for each year (302 shares will vest on each of 03/19/2016 and 03/19/2017 and 301 shares will vest on 03/19/2018). Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable. /s/ Michael J. Indiveri (Michael J. Indiveri as Attorney-in-Fact for Andrew J. Reinhart) 2015-03-30