0001127602-16-039198.txt : 20160202
0001127602-16-039198.hdr.sgml : 20160202
20160202194250
ACCESSION NUMBER: 0001127602-16-039198
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160130
FILED AS OF DATE: 20160202
DATE AS OF CHANGE: 20160202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOBLE ENERGY INC
CENTRAL INDEX KEY: 0000072207
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 730785597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1001 NOBLE ENERGY WAY
CITY: HOUSTON
STATE: TX
ZIP: 77070
BUSINESS PHONE: 2818723100
MAIL ADDRESS:
STREET 1: 1001 NOBLE ENERGY WAY
CITY: HOUSTON
STATE: TX
ZIP: 77070
FORMER COMPANY:
FORMER CONFORMED NAME: NOBLE AFFILIATES INC
DATE OF NAME CHANGE: 20020426
FORMER COMPANY:
FORMER CONFORMED NAME: NOBLE AFFILIATES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Elliott J. Keith
CENTRAL INDEX KEY: 0001575410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07964
FILM NUMBER: 161382703
MAIL ADDRESS:
STREET 1: NOBLE ENERGY INC.
STREET 2: 1001 NOBLE ENERGY WAY
CITY: HOUSTON
STATE: TX
ZIP: 77070
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-01-30
0000072207
NOBLE ENERGY INC
NBL
0001575410
Elliott J. Keith
1001 NOBLE ENERGY WAY
HOUSTON
TX
77070
1
Sr. VP Eastern Mediterranean
Noble Energy, Inc. Common Stock
2016-01-30
4
F
0
513
32.37
D
58707
D
Noble Energy, Inc. Common Stock
2016-01-31
4
F
0
705
32.37
D
58002
D
Noble Energy, Inc. Common Stock
2016-02-01
4
D
0
4464
0
D
53538
D
Noble Energy, Inc. Common Stock
2016-02-01
4
F
0
1210
31.65
D
52328
D
Noble Energy, Inc. Common Stock
2016-02-01
4
A
0
5502
0
A
57830
D
Noble Energy, Inc. Common Stock
2016-02-01
4
A
0
11005
0
A
68835
D
Non-Qualified Stock Option (Right to Buy)
31.65
2016-02-01
4
A
0
34488
0
A
2026-02-01
Noble Energy, Inc. Common Stock
34488
34488
D
Phantom Unit
2016-02-01
4
A
0
5502
0
A
2018-02-01
2018-02-01
Noble Energy, Inc. Common Stock
5502
0
D
Phantom Unit
2016-02-01
4
A
0
11005
0
A
2019-02-01
2019-02-01
Noble Energy, Inc. Common Stock
11005
0
D
Reflects shares relinquished to Noble Energy, Inc. by the reporting person out of, and to cover estimated tax withholding for, restricted shares granted on January 30, 2015, and vesting on January 30, 2016. The stock price reflected in Table I Column 4 was determined based on "fair market value," defined in the 1992 Stock Option and Restricted Stock Plan, as amended and restated (1992 Plan) for this transaction as the closing trading price of Noble Energy, Inc. common stock on the NYSE on January 29, 2016.
Reflects shares relinquished to Noble Energy, Inc. by the reporting person out of, and to cover estimated tax withholding for, restricted shares granted on January 31, 2014, and vesting on January 31, 2016. The stock price reflected in Table I Column 4 was determined based on "fair market value," defined in the 1992 Plan for this transaction as the closing trading price of Noble Energy, Inc. common stock on the NYSE on January 29, 2016.
Reflects unvested shares of performance restricted stock granted on February 1, 2013 forfeited to Noble Energy, Inc. on February 1, 2016.
Reflects shares relinquished to Noble Energy, Inc. by the reporting person out of, and to cover estimated tax withholding for, restricted shares granted on February 1, 2013, and vesting on February 1, 2016. The stock price reflected in Table I Column 4 was determined based on "fair market value," defined in the 1992 Plan for this transaction as the closing trading price of Noble Energy, Inc. common stock on the NYSE on February 1, 2016.
Restricted shares of Noble Energy, Inc. Common Stock will vest 80% one year after the date of grant and the remaining 20% two years after the date of grant, granted under the 1992 Plan.
Performance restricted stock will vest three years after the date of grant upon, and subject to a formula related to, the Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group, granted under the 1992 Plan.
The option is exercisable in three equal annual installments beginning one year after the date of grant.
Each phantom unit is the economic equivalent of one share of Noble Energy, Inc. Common Stock to be settled in cash upon vesting and subject to a maximum settlement value of $126.60 per unit plus the equivalent value of accrued and unpaid dividends. Phantom units were granted under the 1992 Plan and will vest 100% two years after the date of grant.
Each phantom unit is the economic equivalent of one share of Noble Energy, Inc. Common Stock, to be settled in cash upon vesting and subject to a maximum settlement value of $126.60 per unit plus the equivalent value of accrued and unpaid dividends. Phantom units were granted under the 1992 Plan and will vest three years after the date of grant upon, and subject to a formula related to, the Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.
/s/ Aaron G. Carlson, Attorney-in-Fact
2016-02-02