0001209191-14-057483.txt : 20140911
0001209191-14-057483.hdr.sgml : 20140911
20140911160534
ACCESSION NUMBER: 0001209191-14-057483
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140909
FILED AS OF DATE: 20140911
DATE AS OF CHANGE: 20140911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Group L.P.
CENTRAL INDEX KEY: 0001527166
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34625
FILM NUMBER: 141098244
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
BUSINESS PHONE: 202 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Holdings II L.P.
CENTRAL INDEX KEY: 0001548630
STATE OF INCORPORATION: A8
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34625
FILM NUMBER: 141098245
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARLYLE ASIA GROWTH PARTNERS III, L.P.
CENTRAL INDEX KEY: 0001419251
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34625
FILM NUMBER: 141098249
BUSINESS ADDRESS:
STREET 1: C/O WALKERS SPV LIMITED
STREET 2: WALKER HOUSE, MARY STREET PO BOX 908 GT
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9002
BUSINESS PHONE: (202) 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. STE. 220
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TC Group Cayman Investment Holdings, L.P.
CENTRAL INDEX KEY: 0001475444
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34625
FILM NUMBER: 141098252
BUSINESS ADDRESS:
STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
BUSINESS PHONE: (202) 729-5438
MAIL ADDRESS:
STREET 1: C/O WALKERS CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TC Group Cayman Investment Holdings Sub L.P.
CENTRAL INDEX KEY: 0001548636
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34625
FILM NUMBER: 141098251
BUSINESS ADDRESS:
STREET 1: C/O WALKER CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
BUSINESS PHONE: 202-729-5438
MAIL ADDRESS:
STREET 1: C/O WALKER CORPORATE SERVICES LIMITED
STREET 2: 190 ELGIN AVENUE
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHINA RECYCLING ENERGY CORP
CENTRAL INDEX KEY: 0000721693
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 900093373
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12TH FLOOR, TOWER A, CHANG AN INTL BLDG
STREET 2: NO. 88 NAN GUAN ZHENG XIE
CITY: XI AN CITY, SHAN XI PROVINCE
STATE: F4
ZIP: 710068
BUSINESS PHONE: 86-29-8765-1097
MAIL ADDRESS:
STREET 1: 12TH FLOOR, TOWER A, CHANG AN INTL BLDG
STREET 2: NO. 88 NAN GUAN ZHENG XIE
CITY: XI AN CITY, SHAN XI PROVINCE
STATE: F4
ZIP: 710068
FORMER COMPANY:
FORMER CONFORMED NAME: CHINA DIGITAL WIRELESS INC
DATE OF NAME CHANGE: 20040810
FORMER COMPANY:
FORMER CONFORMED NAME: BOULDER ACQUISITIONS INC
DATE OF NAME CHANGE: 20020430
FORMER COMPANY:
FORMER CONFORMED NAME: BOULDER BREWING CO
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Holdings II GP L.L.C.
CENTRAL INDEX KEY: 0001548629
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34625
FILM NUMBER: 141098246
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAGP GENERAL PARTNER, L.P.
CENTRAL INDEX KEY: 0001419252
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34625
FILM NUMBER: 141098250
BUSINESS ADDRESS:
STREET 1: C/O WALKERS SPV LIMITED
STREET 2: WALKER HOUSE, MARY STREET PO BOX 908 GT
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9002
BUSINESS PHONE: (202) 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. STE. 220
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlyle Group Management L.L.C.
CENTRAL INDEX KEY: 0001548624
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1212
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34625
FILM NUMBER: 141098247
BUSINESS ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
BUSINESS PHONE: 202-729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP L.P.
STREET 2: 1001 PENNSYLVANIA AVENUE, NW
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAGP III CO-INVESTMENT, L.P.
CENTRAL INDEX KEY: 0001419258
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34625
FILM NUMBER: 141098248
BUSINESS ADDRESS:
STREET 1: C/O WALKERS SPV LIMITED
STREET 2: WALKER HOUSE, MARY STREET PO BOX 908 GT
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9002
BUSINESS PHONE: (202) 729-5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. STE. 220
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CAGP, LTD.
CENTRAL INDEX KEY: 0001419253
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34625
FILM NUMBER: 141098253
BUSINESS ADDRESS:
STREET 1: C/O WALKERS SPV LIMITED
STREET 2: WALKER HOUSE, MARY STREET PO BOX 908 GT
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9002
BUSINESS PHONE: (202) 729 5626
MAIL ADDRESS:
STREET 1: C/O THE CARLYLE GROUP
STREET 2: 1001 PENNSYLVANIA AVENUE, N.W. STE. 220
CITY: WASHINGTON
STATE: DC
ZIP: 20004-2505
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-09-09
0
0000721693
CHINA RECYCLING ENERGY CORP
CREG
0001419253
CAGP, LTD.
C/O INTERTRUST CORPORATE SERVICES
(CAYMAN) LIMITED, 190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9005
CAYMAN ISLANDS
0
0
1
0
0001475444
TC Group Cayman Investment Holdings, L.P.
C/O INTERTRUST CORPORATE SERVICES
(CAYMAN) LIMITED, 190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9005
CAYMAN ISLANDS
0
0
1
0
0001548636
TC Group Cayman Investment Holdings Sub L.P.
C/O INTERTRUST CORPORATE SERVICES
(CAYMAN) LIMITED, 190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9005
CAYMAN ISLANDS
0
0
1
0
0001419252
CAGP GENERAL PARTNER, L.P.
C/O INTERTRUST CORPORATE SERVICES
(CAYMAN) LIMITED, 190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9005
CAYMAN ISLANDS
0
0
1
0
0001419251
CARLYLE ASIA GROWTH PARTNERS III, L.P.
C/O INTERTRUST CORPORATE SERVICES
(CAYMAN) LIMITED, 190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9005
CAYMAN ISLANDS
0
0
1
0
0001419258
CAGP III CO-INVESTMENT, L.P.
C/O INTERTRUST CORPORATE SERVICES
(CAYMAN) LIMITED, 190 ELGIN AVENUE
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9005
CAYMAN ISLANDS
0
0
1
0
0001548624
Carlyle Group Management L.L.C.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S
WASHINGTON
DC
20004
0
0
1
0
0001527166
Carlyle Group L.P.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S
WASHINGTON
DC
20004
0
0
1
0
0001548629
Carlyle Holdings II GP L.L.C.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S
WASHINGTON
DC
20004
0
0
1
0
0001548630
Carlyle Holdings II L.P.
C/O THE CARLYLE GROUP
1001 PENNSYLVANIA AVE. NW, SUITE 220S
WASHINGTON
DC
20004
0
0
1
0
Common Stock $0.001 par value
2014-09-09
4
S
0
74630
1.50
D
10477551
I
See footnote
Common Stock $0.001 par value
2014-09-10
4
S
0
173414
1.5003
D
10304137
I
See footnote
The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $1.50 to $1.53. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
Following the consummation of the transactions reported herein, Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P. are the record holders of 9,865,306 and 438,831 shares, respectively, of Common Stock of China Recycling Energy Corporation. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P. which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of CAGP, Ltd., which is the general partner of CAGP General Partner, L.P., which is the general partner of each of Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P.
CAGP LTD. By: /s/ Norma Kuntz, attorney-in-fact
2014-09-11
CARLYLE GROUP MANAGEMENT L.L.C By: /s/ Norma Kuntz, attorney-in-fact
2014-09-11
THE CARLYLE GROUP L.P By: /s/ Norma Kuntz, attorney-in-fact
2014-09-11
CARLYLE HOLDING II GP L.L.C By: /s/ Norma Kuntz, attorney-in-fact
2014-09-11
CARLYLE HOLDINGS II L.P By: /s/ Norma Kuntz, attorney-in-fact
2014-09-11
TC GROUP CAYMAN INVESTMENT HOLDINGS, L.P. By: /s/ Norma Kuntz, attorney-in-fact
2014-09-11
TC GROUP CAYMAN INVESTMENT HOLDINGS SUB L.P. By: /s/ Norma Kuntz, attorney-in-fact
2014-09-11
CAGP GENERAL PARTNER, L.P. By: /s/ Norma Kuntz, attorney-in-fact
2014-09-11
CARLYLE ASIA GROWTH PARTNERS III, L.P. By: /s/ Norma Kuntz, attorney-in-fact
2014-09-11
CAGP III Co-INVESTMENT, L.P. By: /s/ Norma Kuntz, attorney-in-fact
2014-09-11