-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cb5/pUMceuGA2Mjh0N3IZhAXLZcMyp8/a5BsqB84c0T587J5NUIGtQk+CxbIxLN6 T4t1ckOmBhkwd4PzewLMxg== 0000950152-97-006659.txt : 19970918 0000950152-97-006659.hdr.sgml : 19970918 ACCESSION NUMBER: 0000950152-97-006659 CONFORMED SUBMISSION TYPE: NT 10-Q PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970802 FILED AS OF DATE: 19970917 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: DAIRY MART CONVENIENCE STORES INC CENTRAL INDEX KEY: 0000721675 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CONVENIENCE STORES [5412] IRS NUMBER: 042497894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: NT 10-Q SEC ACT: SEC FILE NUMBER: 001-11627 FILM NUMBER: 97681817 BUSINESS ADDRESS: STREET 1: ONE VISION DR CITY: ENFIELD STATE: CT ZIP: 06082 BUSINESS PHONE: 2037414444 NT 10-Q 1 DAIRY MART CONVENIENCE STORES, INC. NT 10-Q 1 UNITED STATES SEC File Number SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Cusip Number FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) __ Form 10-K __ Form 20-F __ Form 11-K _X_ Form 10-Q __ Form N-SAR For Period Ended: August 2, 1997 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended:____________________________ READ ATTACHED INSTRUCTION SHEET BEFORE PREPARING FORM. PLEASE PRINT OR TYPE Nothing in the form shall be construed to imply that the Commission has verified any information contained herein. - -------------------------------------------------------------------------------- If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: - -------------------------------------------------------------------------------- PART I - REGISTRANT INFORMATION DAIRY MART CONVENIENCE STORES, INC. - -------------------------------------------------------------------------------- Full Name of Registrant - -------------------------------------------------------------------------------- Former Name if Applicable 210 BROADWAY EAST - -------------------------------------------------------------------------------- Address of Principal Executive Office (STREET AND NUMBER) CUYAHOGA FALLS, OHIO 44222 - -------------------------------------------------------------------------------- City, State and Zip Code PART II - RULES 12b-25(b) and (c) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check appropriate box) _X_ (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; _X_ (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report of transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and __ (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. PART III - NARRATIVE During the second fiscal quarter ended August 2, 1997, the Company completed the sale of 156 convenience store and retail gasoline locations in the northeastern United States. The Company required additional time to appropriately reflect the transaction in the financial statements and footnotes thereto. Accordingly, the Company was unable to file the Form 10-Q for the fiscal quarter ended August 2, 1997 by the required due date. 2 PART IV - OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Gregory G. Landry 330 922-7206 -------------------------- ----------- ------------------ (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such reports been filed? If answer is no identify report(s). _X_ Yes __ No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? _X_ Yes ___ No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made: It is anticipated that the results of operations will reflect an approximate $1.1 million decrease in net income for the current second fiscal quarter ended August 2, 1997 in comparison to the corresponding second fiscal quarter of the prior year. Additionally, it is anticipated that net income will decrease approximately $0.7 million for the current two fiscal quarters ended August 2, 1997 in comparison to the corresponding year-to-date period of the prior year. These decreases in net income are due in part to the sale of 156 convenience store and retail gasoline locations by the Company in the current year second fiscal quarter in comparison to their inclusion for the second fiscal quarter and year-to-date period of the prior year. - -------------------------------------------------------------------------------- Dairy Mart Convenience Stores, Inc. ------------------------------------------------------ (Name of Registrant as Specified in Charter) has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized. Date September 16, 1997 By /s/ Gregory G. Landry ---------------------------------------- Gregory G. Landry, Executive Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----