-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, f7ST+rCC1cegYzJ/42D55itWTuuYdMLdSEjc+cbVor6PXSY4Ptf5Jb9Bxs9GVhuh ZSJJiZ8WpXByJHhWiyrI9w== 0000950152-94-000863.txt : 19940822 0000950152-94-000863.hdr.sgml : 19940822 ACCESSION NUMBER: 0000950152-94-000863 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARDINAL HEALTH INC CENTRAL INDEX KEY: 0000721371 STANDARD INDUSTRIAL CLASSIFICATION: 5122 IRS NUMBER: 310958666 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-11373 FILM NUMBER: 94545152 BUSINESS ADDRESS: STREET 1: 655 METRO PL SOUTH STE 925 CITY: DUBLIN STATE: OH ZIP: 43017 BUSINESS PHONE: 6147618700 MAIL ADDRESS: STREET 1: 655 METRO PLACE SOUTH STREET 2: SUITE 925 CITY: DUBLIN STATE: OH ZIP: 43017 FORMER COMPANY: FORMER CONFORMED NAME: CARDINAL DISTRIBUTION INC DATE OF NAME CHANGE: 19920703 8-A12B 1 CARDINAL HEALTH, INC. 1 FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR 12(G) OF THE SECURITIES EXCHANGE ACT OF 1934 CARDINAL HEALTH, INC. (Exact name of registrant as specified in its charter) Ohio 31-0958666 ----------------------- ---------------------- (State of incorporation (I.R.S. Employer or organization) Identification No.) 655 Metro Place South, Suite 925, Dublin, Ohio 43017 ----------------------- ---------------------- (Address of principal (Zip Code) executive offices) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered Common Shares, without par value The New York Stock Exchange - -------------------------------- --------------------------- Securities to be registered pursuant to Section 12(g) of the Act: N/A --------------------- (Title of class) N/A --------------------- (Title of class) 2 ITEM 1. DESCRIPTION OF SECURITIES TO BE REGISTERED The Company's authorized capital shares consist of: (a) 60,000,000 Common Shares, without par value, of which at August 8, 1994, 36,247,148 were outstanding, 3,930,000 were reserved for issuance under stock incentive plans, and 2,971,375 were reserved for issuance upon conversion of the Company's outstanding Class B Common Shares (as defined below) (b) 5,000,000 Class B common shares, without par value (the "Class B Common Shares"), of which, at August 8, 1994, 2,971,375 were outstanding, and (c) 500,000 non-voting preferred shares, without par value (the "Preferred Shares"), none of which has been issued. The Class B Common Shares were issued in February 1994 in connection with the Company's combination with Whitmire Distribution Corporation ("Whitmire") because Chemical Equity Associates ("CEA"), one of the former Whitmire stockholders, is regulated under the Bank Holding Company Act and is thus prohibited from holding voting stock of Cardinal in excess of certain limitations. All of the outstanding Class B Common Shares are held by CEA. All of the outstanding Common Shares and Class B Common Shares are fully paid and non-assessable. Holders of the Common Shares and Class B Common Shares do not have preemptive rights. All holders of the Common Shares and the Class B Common Shares share equally in dividends, when and as declared by the board of directors. Generally, holders of Common Shares have no rights to convert their shares into any other security; except, however, any Regulated Shareholder (a defined term in the Company's Amended and Restated Articles of Incorporation, as amended (the "Articles")), is entitled to convert at any time any or all of its Common Shares into the same number of Class B Common Shares. Holders of Class B Common Shares may convert such shares into Common Shares only if the holder reasonably believes that the converted shares will be transferred within fifteen days pursuant to a Conversion Event (a defined term in the Articles which generally involves a disposition of the Class B Common Shares), such holder agrees not to vote any such Common Shares prior to such Conversion Event and such holder undertakes to promptly convert such shares into Class B Common Shares if the Common Shares are not transferred pursuant to that Conversion Event. In the event of liquidation of the Company, holders of the Common Shares and the Class B Common Shares are entitled to share ratably in any assets remaining after payment of all liabilities, subject to prior distribution rights of any Preferred Shares then outstanding. Holders of the Common Shares are entitled to one vote per share for the election of directors and upon all matters on which shareholders are entitled to vote. Holders of Class B Common Shares are entitled to one-fifth of one vote per share in the election of directors and upon all matters on which shareholders are entitled to vote. Holders of Common Shares and Class B Common Shares are entitled to vote their shares cumulatively for the election of directors subject to compliance with provisions of applicable law. The Articles provide that Cardinal's board of directors is authorized to approve the issuance of the Preferred Shares from time to time in one or more series without future authorization of its shareholders. The board of directors is authorized to adopt amendments to the Articles from time to time fixing or changing the terms and designations of the Preferred Shares, including: (a) the division of such shares into series and the designation and authorized number of shares of each series; (b) the dividend rate; (c) the dates of payment of dividends and the dates from which they are cumulative; (d) liquidation price; (e) redemption rights and price; (f) sinking fund requirements; (g) conversion rights; and (h) restrictions on the issuance of such shares. Holders of Preferred Shares will have no voting rights, except as required by law. Holders of Preferred Shares will have no preemptive rights to subscribe to or for any additional capital shares of the Company. The Company has no present plans to issue any Preferred Shares. Pursuant to the Company's Restated Code of Regulations, (the "Regulations"), the Company's board of directors consists of fourteen members, divided into two classes of five members each and a third class of four members. The Regulations provide that the number of directors may be increased or decreased by action of the board of directors upon the majority vote of the board, but in no case shall the number of directors be fewer than nine or more than fourteen without an amendment approved by the affirmative vote of the holders of not less than 75% of the shares having voting power with respect to that proposed amendment. The Regulations require that any proposal to either remove a director during his term of office or to further amend the Regulations relating to the classification or removal of directors be 3 approved by the affirmative vote of the holders of not less than 75% of the shares having voting power with respect to such proposal. The board of directors may fill any vacancy with a person who shall serve until the shareholders hold an election to fill the vacancy. The purpose of these provisions is to prevent directors from being removed from office prior to the expiration of their respective terms, thus protecting the safeguards inherent in the classified board structure unless dissatisfaction with the performance of one or more directors is widely shared by the Company's shareholders. These provisions could also have the effect of increasing from one year to two or three years (depending upon the number of Common Shares held) the amount of time required for an acquiror to obtain control of the Company by electing a majority of the board of directors and may also make the removal of incumbent management more difficult and discourage or render more difficult certain mergers, tender offers, proxy contests, or other potential takeover proposals. 4 ITEM 2. EXHIBITS - ----------------- 1.1 Annual Report on Form 10-K for the fiscal year ended March 31, 1993. 1.2 Amendment No. 1 on Form 10-K/A to Annual Report on Form 10-K for the fiscal year ended March 31, 1993. 2.1 Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 1993. 2.2 Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 1993. 2.3 Quarterly Report on Form 10-Q for the fiscal quarter ended December 31, 1993. 2.4 Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 1994. 2.5 Current Report on Form 8-K dated June 11, 1993. 2.6 Current Report on Form 8-K dated October 11, 1993. 2.7 Current Report on Form 8-K dated February 11, 1994. 2.8 Current Report on Form 8-K dated March 1, 1994. 3.1 Notice of Special Meeting, Proxy Statement and Prospectus dated December 20, 1993. 4.1 The Company's Restated Code of Regulations, as amended. 4.2 The Company's Amended and Restated Articles of Incorporation, as amended. 4.5 Registration Rights Agreement, dated as of October 11, 1993, by and among the Company, M.D. Investors, L.P., Chemical Equity Associates, Melburn G. Whitmire and Robert D. Walter ("Registration Rights Agreement") 4.6 First Amendment, dated June 1994 to Registration Rights Agreement. 5.1 Specimen Temporary Certificate for the Class A Common Shares. 6.1 1993 Annual Report to Shareholders. 5 SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. CARDINAL HEALTH, INC. By: /S/ George H. Bennett, Jr. --------------------------- Date: August 18, 1994 Title: Executive Vice President ---------------- ------------------------- -----END PRIVACY-ENHANCED MESSAGE-----