-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HTQnGl5OaS1wbnaNVgmi2yMUL4NDZsZSkeLqIwnvaKAQ9WvRYEJOklthVYf+Uc72 RLNbWMQozP/U0/Zn5Kn34A== 0000950142-07-000115.txt : 20070112 0000950142-07-000115.hdr.sgml : 20070112 20070112084023 ACCESSION NUMBER: 0000950142-07-000115 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070112 FILED AS OF DATE: 20070112 DATE AS OF CHANGE: 20070112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEC CORP CENTRAL INDEX KEY: 0000072127 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 000000000 STATE OF INCORPORATION: M0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12713 FILM NUMBER: 07527150 BUSINESS ADDRESS: STREET 1: 7-1, SHIBA 5-CHOME STREET 2: MINATO-KU CITY: TOKYO 108-8001 STATE: M0 ZIP: 108-8001 BUSINESS PHONE: 01181337986535 MAIL ADDRESS: STREET 1: 7-1, SHIBA 5-CHOME STREET 2: MINATO-KU CITY: TOKYO 108-8001 STATE: M0 ZIP: 108-8001 FORMER COMPANY: FORMER CONFORMED NAME: NIPPON ELECTRIC CO LTD DATE OF NAME CHANGE: 19830721 6-K 1 form6k_011207.txt REPORT OF FOREIGN PRIVATE ISSUER ================================================================================ FORM 6-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January, 2007 Commission File Number: 000-12713 NEC CORPORATION --------------- (Translation of registrant's name into English) 7-1, Shiba 5-chome, Minato-ku, Tokyo, Japan ------------------------------------------- (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F |X| Form 40-F |_| Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes |_| No |X| ================================================================================ ================================================================================ CONTENTS This report on Form 6-K of the registrant consists of the following document which is hereby attached hereto and incorporated by reference herein: 99.1 Tokyo Stock Exchange Requests Improvement Report 2 =============================================================================== SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. NEC CORPORATION (Registrant) By /s/ Fujio Okada ------------------------------- Fujio Okada Associate Senior Vice President Date: January 12, 2007 ================================================================================ 3 EXHIBIT INDEX Exhibit Number Description of Exhibit 99.1 Tokyo Stock Exchange Requests Improvement Report 4 EX-99 2 ex99-1form6k_011207.txt EXHIBIT 99.1 Exhibit 99.1 (TRANSLATION) January 12, 2007 Company Name: NEC Corporation Representative: Kaoru Yano, President (Code number: 6701 1st section of Tokyo Stock Exchange) Contact: Corporate Communications Division +81-3-3798-6511 TOKYO STOCK EXCHANGE REQUESTS IMPROVEMENT REPORT Today, NEC Corporation ("NEC") received a request from the Tokyo Stock Exchange (the "TSE") to submit an "Improvement Report" as required by the "Rules on Timely Disclosure of Corporate Information by Issuer of Listed Security and the Like" of the TSE (the "Rules"). NEC is working diligently to respond to this request as promptly as possible. Reason for the TSE's request In connection with NEC's announcement, dated December 22, 2006, of corrections to financial results for the semiannual period ended September 30, 2006, prepared based on the accounting principles generally accepted in Japan, the TSE found a high degree of necessity for NEC to improve its corporate disclosure. Accordingly, the TSE has requested NEC to submit a report containing statements on the circumstances of the December 22 announcement and measures for improving its disclosure pursuant to the provisions of item 1 of Rule 22 of the Rules. *** CAUTIONARY STATEMENTS: This material contains forward-looking statements pertaining to strategies, financial targets, technology, products and services, and business performance of NEC Corporation and its consolidated subsidiaries (collectively "NEC"). Written forward-looking statements may appear in other documents that NEC files with stock exchanges or regulatory authorities, such as the U.S. Securities and Exchange Commission, and in reports to shareholders and other communications. The U.S. Private Securities Litigation Reform Act of 1995 contains, and other applicable laws may contain, a safe-harbor for forward-looking statements, on which NEC relies in making these disclosures. Some of the forward-looking statements can be identified by the use of forward-looking words such as "believes," "expects," "may," "will," "should," "seeks," "intends," "plans," "estimates," "aims," or "anticipates," or the negative of those words, or other comparable words or phrases. You can also identify forward-looking statements by discussions of strategy, beliefs, plans, targets, or intentions. Forward-looking statements necessarily depend on currently available assumptions, data, or methods that may be incorrect or imprecise and NEC may not be able to realize the results expected by them. You should not place undue reliance on forward-looking statements, which reflect NEC's analysis and expectations only. Forward-looking statements are not guarantees of future performance and involve inherent risks and uncertainties. A number of important factors could cause actual results to differ materially from those in the forward-looking statements. Among the factors that could cause actual results to differ materially from such statements include (i) global economic conditions and general economic conditions in NEC's markets, (ii) fluctuating demand for, and competitive pricing pressure on, NEC's products and services, (iii) NEC's ability to continue to win acceptance of NEC's products and services in highly competitive markets, (iv) NEC's ability to expand into foreign markets, such as China, (v) regulatory change and uncertainty and potential legal liability relating to NEC's business and operations, (vi) NEC's ability to restructure, or otherwise adjust, its operations to reflect changing market conditions, and (vii) movement of currency exchange rates, particularly the rate between the yen and the U.S. dollar. Any forward-looking statements speak only as of the date on which they are made. New risks and uncertainties come up from time to time, and it is impossible for NEC to predict these events or how they may affect NEC. NEC does not undertake any obligation to update or revise any of the forward-looking statements, whether as a result of new information, future events, or otherwise. 2 -----END PRIVACY-ENHANCED MESSAGE-----