-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JydbmyF0pcEJ6LumcIedm1JLd1GQ8c1Lk/hgEofOhZinsQhOnRwcZ9vPJV6SNDws inAHgANX8k7K05dgVPXCQg== 0001144204-06-050263.txt : 20061128 0001144204-06-050263.hdr.sgml : 20061128 20061128153733 ACCESSION NUMBER: 0001144204-06-050263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061124 FILED AS OF DATE: 20061128 DATE AS OF CHANGE: 20061128 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NESTOR INC CENTRAL INDEX KEY: 0000720851 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133163744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 42 ORIENTAL STREET STREET 2: THIRD FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 4012745658 MAIL ADDRESS: STREET 1: 42 ORIENTAL STREET STREET 2: THIRD FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DANZELL WILLIAM B CENTRAL INDEX KEY: 0001275983 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12965 FILM NUMBER: 061242181 BUSINESS ADDRESS: STREET 1: 65 BRAMS POINT ROAD CITY: HILTON HEAD ISLAND STATE: SC ZIP: 29926 BUSINESS PHONE: 843-689-6129 MAIL ADDRESS: STREET 1: 65 BRAMS POINT ROAD CITY: HILTON HEAD ISLAND STATE: SC ZIP: 29926 4 1 v059169_ex.xml X0202 4 2006-11-24 0 0000720851 NESTOR INC NEST 0001275983 DANZELL WILLIAM B NESTOR, INC. 42 ORIENTAL STREET PROVIDENCE RI 02908 1 1 1 0 Chairman, CEO and President Common Stock 2006-11-24 4 P 0 26800 1.23 A 148166 I See Footnote Common Stock 2006-11-27 4 P 0 10000 1.30 A 154966 I See Footnote Common Stock 9851430 I See Footnote Common Stock 10400 D Stock Options 4.95 2004-10-31 4 A 0 500000 0 A 2012-10-13 Common Stock 500000 500000 D Stock Options 4.95 2004-10-31 4 A 0 500000 0 A 2012-10-13 Common Stock 500000 500000 D By Danzell Investment Management, Ltd., Managed Accounts By Silver Star Partners, LLC. Silver Star Mr. Danzell disclaims beneficial ownership of shares beneficially owned indirectly Exercisable as to 100,000 shares on 12/31/2004, an additional 200,000 shares on 12/31/2005 and an additional 200,000 shares on 12/31/2006 Exercisable on the earlier of (1) 10/13/12 or (2) as to 100,000 shares on the date on which the 10-day average of the last reported sale price exceeds 117.5% of the exercise price, as to an additional 200,000 shares on the date on which the 10-day average of the last reported sale price exceeds 138.0625% of the exercise price, and as to an additional 200,000 shares on the date on which the 10-day average of the last reported sale price exceeds 162,223,437.50% of the exercise price /s/ William B. Danzell 2006-11-28 -----END PRIVACY-ENHANCED MESSAGE-----