-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LJSEsxyfxWf5jBCg7BjtHR8whe9E23dwS4JGzD/a+nCj0t8Y/uj9jF32KxXeroP7 bv1ADJN39XRcqkITXzIyTQ== 0000950137-07-001349.txt : 20070201 0000950137-07-001349.hdr.sgml : 20070201 20070201144558 ACCESSION NUMBER: 0000950137-07-001349 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070201 DATE AS OF CHANGE: 20070201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NESTOR INC CENTRAL INDEX KEY: 0000720851 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133163744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35599 FILM NUMBER: 07571292 BUSINESS ADDRESS: STREET 1: 42 ORIENTAL STREET STREET 2: THIRD FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 4012745658 MAIL ADDRESS: STREET 1: 42 ORIENTAL STREET STREET 2: THIRD FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02908 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HEIL EDWARD F/IL/ CENTRAL INDEX KEY: 0000946535 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 6307191200 MAIL ADDRESS: STREET 1: 631 E BUTTERFIELD RD STREET 2: SUITE 302 CITY: LOMBARD STATE: IL ZIP: 60148 SC 13G/A 1 c11931a1sc13gza.htm AMENDMENT TO SCHEDULE 13G sc13gza
 

 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

Nestor, Inc.
(Name of Issuer)
Common Stock, par value $.01 per share
(Title of Class of Securities)
641074505
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     þ Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

         
CUSIP No. 641074505   AMENDED 13G   Page 2 of 6 Pages

 

           
1   NAMES OF REPORTING PERSONS:
Edward F. Heil
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   1,114,705
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   1,114,705
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,114,705
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  5.5%1
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN
 
1   The percentage reported in row 11 is calculated based upon 20,386,816 shares of Common Stock of Nestor, Inc. outstanding as of November 7, 2006 as set forth in Nestor Inc.’s Form 10-Q filed on November 14, 2006 for the period ending September 30, 2006.

 

         
CUSIP No. 641074505   AMENDED 13G   Page 3 of 6 Pages
Item 1.
  (a)   Name of issuer:
 
      Nestor, Inc.
 
  (b)   Address of issuer’s principal executive offices:
 
      42 Oriental Street
Providence, RI 02908
Item 2.
  (a)   Name of person filing:
 
      Edward F. Heil
 
  (b)   Address or principal business office or, if none, residence:
 
      8052 Fisher Island Drive
Fisher Island, FL 33109
 
  (c)   Citizenship:
 
      United States of America
 
  (d)   Title of class of securities:
 
      Common stock
 
  (e)   CUSIP No.:
 
      641074505
Item 3.   If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
  (a) o Broker or dealer registered under Section 15 of the Act;
 
  (b) o Bank as defined in Section 3(a)(6) of the Act;
 
  (c) o Insurance company as defined in Section 3(a)(19) of the Act;
 
  (d) o Investment company registered under Section 8 of the Investment Company Act of 1940;
 
  (e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
 
  (f) o An employee benefit plan or endowment fund in accordance with Rule 13d- 1(b)(1)(ii)(F);
 
  (g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
 
  (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
  (i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;
 
  (j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

 

         
CUSIP No. 641074505   AMENDED 13G   Page 4 of 6 Pages
Item 4.   Ownership
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
  (a)   Amount beneficially owned:
 
      1,114,705
 
  (b)   Percent of class:
 
      5.5%2
 
  (c)   Number of shares as to which such person has:
  (i)   Sole power to vote or to direct the vote
 
      1,114,705
 
  (ii)   Shared power to vote or to direct the vote
 
      0
 
  (iii)   Sole power to dispose or to direct the disposition of
 
      1,114,705
 
  (iv)   Shared power to dispose or to direct the disposition of
 
      0
Item 5.   Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
     
Item 6.
  Ownership of More than Five Percent on Behalf of Another Person
 
    
 
  Not Applicable
 
    
Item 7.
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person
 
    
 
  Not Applicable
 
    
Item 8.
  Identification and Classification of Members of the Group
 
    
 
  Not Applicable
 
    
Item 9.
  Notice of Dissolution of Group
 
    
 
   Not Applicable
 
2   The percentage reported in Item 4(b) is calculated based upon 20,386,816 shares of Common Stock of Nestor, Inc. outstanding as of November 7, 2006 as set forth in Nestor Inc.’s Form 10-Q filed on November 14, 2006 for the period ending September 30, 2006.

 

 

         
CUSIP No. 641074505   AMENDED 13G   Page 5 of 6 Pages
Item 10.   Certification
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

SIGNATURES
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct.
Date: January 30, 2007
         
  EDWARD F. HEIL
 		  
  By:   /s/ Edward F. Heil    
    Edward F. Heil   
       
 

Page 6 of 6 Pages

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