8-K 1 form8k.htm FORM 8K (NOV. 21, 2006) Form 8K (nov. 21, 2006)


 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): November 21, 2006


NESTOR, INC.

(Exact name of registrant as specified in its charter)

Delaware

(State or other jurisdiction of incorporation)

0-12965
13-3163744
(Commission File Number)
(IRS Employer Identification Number)


42 Oriental Street; Third Floor, Providence, Rhode Island

(Address of principal executive offices)

(401) 274-5658

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

 
 

 


ITEM 3.01.
NOTICE OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR STANDARD; TRANSFER OF LISTING.

On November 21, 2006, Nasdaq notified the Registrant that the Registrant's application to transfer the listing of its common stock from the Nasdaq Global Market to the Nasdaq Capital Market was approved and that the Registrant's common stock will transfer to the Capital Market at the opening of business on November 27, 2006.  The trading symbol for the Registrant's common stock, NEST, will not change.

A copy of the related press release issued by the Registrant on November 21 is attached hereto as an Exhibit.




ITEM 9.01.
FINANCIAL STATEMENTS AND EXHIBITS

(c)
Exhibits

Exhibit No.
Exhibit

 
99.1
Press release dated November 21, 2006, announcing the transfer of its common stock listing from the Nasdaq Global Market to the Nasdaq Capital Market.


 
 
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

   
NESTOR, INC.
     
     
 
By:
/s/ Nigel P. Hebborn
   
Nigel P. Hebborn
   
Executive Vice President, Treasurer and CFO
     
     
     
     
Date: November 21, 2006
   


 
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