-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q/Zpa7LWVHvk44P3iSv5KuqdbfTVTDzOiA9MLdMBmRo3uS4OMfBY8JijB7BtOHFl NVGGBYgBEeslUTlf+x9NxA== 0000720851-05-000103.txt : 20051207 0000720851-05-000103.hdr.sgml : 20051207 20051207161912 ACCESSION NUMBER: 0000720851-05-000103 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20051207 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20051207 DATE AS OF CHANGE: 20051207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NESTOR INC CENTRAL INDEX KEY: 0000720851 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133163744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-12965 FILM NUMBER: 051249769 BUSINESS ADDRESS: STREET 1: 42 ORIENTAL STREET STREET 2: THIRD FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02908 BUSINESS PHONE: 4012745658 MAIL ADDRESS: STREET 1: 42 ORIENTAL STREET STREET 2: THIRD FLOOR CITY: PROVIDENCE STATE: RI ZIP: 02908 8-K 1 form8k1272005.txt FORM8K (PRIVATE PLACEMENT/COMMON STOCK) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 7, 2005 - -------------------------------------------------------------------------------- Date of Report (Date of earliest event reported) NESTOR, INC. - -------------------------------------------------------------------------------- Exact name of registrant as specified in its charter) Delaware - -------------------------------------------------------------------------------- State or other jurisdiction of incorporation) 0-12965 13-3163744 -------------------------- -------------------------------------- (Commission file number) (IRS employer identification number) 42 ORIENTAL STREET; THIRD FLOOR PROVIDENCE, RHODE ISLAND 02908 - -------------------------------------------------------------------------------- (Address of principal executive offices) (401) 274-5658 - -------------------------------------------------------------------------------- (Registrant's telephone number, including area code) Not Applicable - -------------------------------------------------------------------------------- (Former name or former address if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 8.01. OTHER EVENTS. Pursuant to Rule 135c of the Securities Act of 1933, a news release with respect to a proposed private placement is appended to this Form 8-K Current Report as Exhibit 99.1. ITEM 9.01. FINANCIAL STATEMENTS AND EXHIBITS. (c) Exhibits: See Exhibit Index attached to this Current Report on Form 8-K. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NESTOR, INC. (Registrant) By: /s/ Harold A. Joannidi -------------------------------------- Harold A. Joannidi Treasurer and Chief Financial Officer Dated: December 7, 2005 EXHIBIT INDEX ------------- Exhibit Number Description -------------- ----------- 99.1 Press Release dated December 7, 2005 EX-99 2 pressrel.txt PRESS RELEASE EXHIBIT 99.1 ------------ Nestor, Inc. 42 Oriental Street Providence, RI 02908 Ph: (401) 274-5658 Fax: (401) 274-5707 www.nestor.com FOR IMMEDIATE RELEASE CONTACT: Nigel P. Hebborn, Executive Vice President (866) 434-5522 ext. 714 www.nestor.com NESTOR ANNOUNCES PROPOSED PRIVATE PLACEMENT OF COMMON STOCK PROVIDENCE, RI -DECEMBER 7, 2005- NESTOR, INC. (NASDAQ: NEST), the parent of Nestor Traffic Systems, Inc., today announced that it intends to issue from $5 to $15 million of Common Stock in an offering exempt from the registration requirements of the Securities Act of 1933. Nestor expects the offering to be completed in December 2005 or January 2006. This offering is subject to market conditions and to usual and customary closing conditions and there can be no assurance that the offering will close. The securities to be offered will not be registered under the Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements. This press release shall not constitute an offer to sell or a solicitation of an offer to buy such securities and is issued pursuant to Rule 135c under the Securities Act of 1933. # # # -----END PRIVACY-ENHANCED MESSAGE-----