0001209191-23-016369.txt : 20230306
0001209191-23-016369.hdr.sgml : 20230306
20230306170157
ACCESSION NUMBER: 0001209191-23-016369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230302
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nesi Victor
CENTRAL INDEX KEY: 0001470453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 23709744
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-02
0
0000720672
STIFEL FINANCIAL CORP
SF
0001470453
Nesi Victor
787 7TH AVENUE
NEW YORK
NY
10019
0
1
0
0
Co-President
Common Stock
2023-03-02
4
M
0
6000
0.00
A
148628
D
Common Stock
2023-03-02
4
M
0
23866
0.00
A
172494
D
Common Stock
2023-03-02
4
F
0
15248
66.59
D
157246
D
Common Stock
22574
I
by Trust
Common Stock
28422
I
GRAT trust
Common Stock
31000
I
Family Trust
Common Stock
69000
I
Children's Trust
Phantom Stock Units
0.00
2023-03-02
4
A
0
29833
0.00
A
Common Stock
29833
119387
D
Phantom Stock Units
0.00
2023-03-02
4
M
0
6000
0.00
D
Common Stock
6000
113387
D
Phantom Stock Units
0.00
2023-03-02
4
M
0
23866
0.00
D
Common Stock
23866
89521
D
These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024.
No expiration date for these Units.
Currently exercisable.
/s/ Victor Nesi
2023-03-06