0001209191-23-016369.txt : 20230306 0001209191-23-016369.hdr.sgml : 20230306 20230306170157 ACCESSION NUMBER: 0001209191-23-016369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nesi Victor CENTRAL INDEX KEY: 0001470453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 23709744 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-02 0 0000720672 STIFEL FINANCIAL CORP SF 0001470453 Nesi Victor 787 7TH AVENUE NEW YORK NY 10019 0 1 0 0 Co-President Common Stock 2023-03-02 4 M 0 6000 0.00 A 148628 D Common Stock 2023-03-02 4 M 0 23866 0.00 A 172494 D Common Stock 2023-03-02 4 F 0 15248 66.59 D 157246 D Common Stock 22574 I by Trust Common Stock 28422 I GRAT trust Common Stock 31000 I Family Trust Common Stock 69000 I Children's Trust Phantom Stock Units 0.00 2023-03-02 4 A 0 29833 0.00 A Common Stock 29833 119387 D Phantom Stock Units 0.00 2023-03-02 4 M 0 6000 0.00 D Common Stock 6000 113387 D Phantom Stock Units 0.00 2023-03-02 4 M 0 23866 0.00 D Common Stock 23866 89521 D These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. No expiration date for these Units. Currently exercisable. /s/ Victor Nesi 2023-03-06