0001209191-23-016363.txt : 20230306 0001209191-23-016363.hdr.sgml : 20230306 20230306165950 ACCESSION NUMBER: 0001209191-23-016363 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230302 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michaud Thomas B. CENTRAL INDEX KEY: 0001380492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 23709700 MAIL ADDRESS: STREET 1: C/O KBW, INC. STREET 2: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Michaud Thomas R DATE OF NAME CHANGE: 20061107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-02 0 0000720672 STIFEL FINANCIAL CORP SF 0001380492 Michaud Thomas B. 787 SEVENTH AVENUE NEW YORK NY 10019 0 1 0 0 Senior Vice President Common Stock 2023-03-02 4 M 0 3429 0.00 A 155550 D Common Stock 2023-03-02 4 M 0 9905 0.00 A 165455 D Common Stock 2023-03-02 4 F 0 6179 66.59 D 159276 D Phantom Stock Units 0.00 2023-03-02 4 A 0 12381 0.00 A Common Stock 12381 64900 D Phantom Stock Units 0.00 2023-03-02 4 M 0 3429 0.00 D Common Stock 3429 61471 D Phantom Stock Units 0.00 2023-03-02 4 M 0 9905 0.00 D Common Stock 9905 51566 D These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. No expiration date for these Units. Currently exercisable. /s/ Thomas Michaud 2023-03-06