0001209191-23-016363.txt : 20230306
0001209191-23-016363.hdr.sgml : 20230306
20230306165950
ACCESSION NUMBER: 0001209191-23-016363
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230302
FILED AS OF DATE: 20230306
DATE AS OF CHANGE: 20230306
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Michaud Thomas B.
CENTRAL INDEX KEY: 0001380492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 23709700
MAIL ADDRESS:
STREET 1: C/O KBW, INC.
STREET 2: 787 SEVENTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: Michaud Thomas R
DATE OF NAME CHANGE: 20061107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-02
0
0000720672
STIFEL FINANCIAL CORP
SF
0001380492
Michaud Thomas B.
787 SEVENTH AVENUE
NEW YORK
NY
10019
0
1
0
0
Senior Vice President
Common Stock
2023-03-02
4
M
0
3429
0.00
A
155550
D
Common Stock
2023-03-02
4
M
0
9905
0.00
A
165455
D
Common Stock
2023-03-02
4
F
0
6179
66.59
D
159276
D
Phantom Stock Units
0.00
2023-03-02
4
A
0
12381
0.00
A
Common Stock
12381
64900
D
Phantom Stock Units
0.00
2023-03-02
4
M
0
3429
0.00
D
Common Stock
3429
61471
D
Phantom Stock Units
0.00
2023-03-02
4
M
0
9905
0.00
D
Common Stock
9905
51566
D
These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024.
No expiration date for these Units.
Currently exercisable.
/s/ Thomas Michaud
2023-03-06