0001209191-23-004290.txt : 20230120 0001209191-23-004290.hdr.sgml : 20230120 20230120164113 ACCESSION NUMBER: 0001209191-23-004290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230118 FILED AS OF DATE: 20230120 DATE AS OF CHANGE: 20230120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michaud Thomas B. CENTRAL INDEX KEY: 0001380492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 23541532 MAIL ADDRESS: STREET 1: C/O KBW, INC. STREET 2: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Michaud Thomas R DATE OF NAME CHANGE: 20061107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-18 0 0000720672 STIFEL FINANCIAL CORP SF 0001380492 Michaud Thomas B. 787 SEVENTH AVENUE NEW YORK NY 10019 0 1 0 0 Senior Vice President Common Stock 2023-01-18 4 M 0 19304 0.00 A 159529 D Common Stock 2023-01-18 4 F 0 7408 58.37 D 152121 D Phantom Stock Units 0.00 2023-01-18 4 M 0 19304 0.00 D Common Stock 19304 36015 D Currently exercisable. No expiration date for these Units. /s/ Thomas Michaud 2023-01-20