0001209191-22-050921.txt : 20220921
0001209191-22-050921.hdr.sgml : 20220921
20220921164817
ACCESSION NUMBER: 0001209191-22-050921
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220919
FILED AS OF DATE: 20220921
DATE AS OF CHANGE: 20220921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nesi Victor
CENTRAL INDEX KEY: 0001470453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 221256810
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-09-19
0
0000720672
STIFEL FINANCIAL CORP
SF
0001470453
Nesi Victor
787 7TH AVENUE
NEW YORK
NY
10019
0
1
0
0
Co-President
Common Stock
2022-09-19
4
J
0
31000
0.00
D
193707
D
Common Stock
2022-09-19
4
J
0
69000
0.00
D
124707
D
Common Stock
2022-09-19
4
J
0
31000
0.00
A
31000
I
Family Trust
Common Stock
2022-09-19
4
J
0
69000
0.00
A
69000
I
Children's Trusts
Common Stock
33439
I
GRAT trust
Common Stock
22574
I
by Trust
Transfer of shares made for estate planning purposes to family trusts, which transfers were made in satisfaction of intra-family promissory notes.
These shares are held in trust for the benefit of the reporting person's family members and beneficial ownership by the reporting person is disclaimed.
/s/ Victor Nesi
2022-09-21