0001209191-22-050921.txt : 20220921 0001209191-22-050921.hdr.sgml : 20220921 20220921164817 ACCESSION NUMBER: 0001209191-22-050921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220919 FILED AS OF DATE: 20220921 DATE AS OF CHANGE: 20220921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nesi Victor CENTRAL INDEX KEY: 0001470453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 221256810 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-09-19 0 0000720672 STIFEL FINANCIAL CORP SF 0001470453 Nesi Victor 787 7TH AVENUE NEW YORK NY 10019 0 1 0 0 Co-President Common Stock 2022-09-19 4 J 0 31000 0.00 D 193707 D Common Stock 2022-09-19 4 J 0 69000 0.00 D 124707 D Common Stock 2022-09-19 4 J 0 31000 0.00 A 31000 I Family Trust Common Stock 2022-09-19 4 J 0 69000 0.00 A 69000 I Children's Trusts Common Stock 33439 I GRAT trust Common Stock 22574 I by Trust Transfer of shares made for estate planning purposes to family trusts, which transfers were made in satisfaction of intra-family promissory notes. These shares are held in trust for the benefit of the reporting person's family members and beneficial ownership by the reporting person is disclaimed. /s/ Victor Nesi 2022-09-21