0001209191-22-046324.txt : 20220817 0001209191-22-046324.hdr.sgml : 20220817 20220817165845 ACCESSION NUMBER: 0001209191-22-046324 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220613 FILED AS OF DATE: 20220817 DATE AS OF CHANGE: 20220817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Kathleen CENTRAL INDEX KEY: 0001321211 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 221174909 MAIL ADDRESS: STREET 1: 488 8TH AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2022-06-13 2022-06-15 0 0000720672 STIFEL FINANCIAL CORP SF 0001321211 Brown Kathleen 501 NORTH BROADWAY ST. LOUIS MO 63102 1 0 0 0 Common Stock 19033 D Phantom Stock Units 0.00 2022-06-13 4 A 0 2642 56.78 A Common Stock 2642 2642 D Units vest quarterly over a one year period. No expiration date for these Units. Due to an administrative error, the number of Units reported on the original Form 4 was incorrect. /s/ Kathleen Brown 2022-08-12