0001209191-22-016261.txt : 20220304
0001209191-22-016261.hdr.sgml : 20220304
20220304162941
ACCESSION NUMBER: 0001209191-22-016261
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220302
FILED AS OF DATE: 20220304
DATE AS OF CHANGE: 20220304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nesi Victor
CENTRAL INDEX KEY: 0001470453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 22714505
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-02
0
0000720672
STIFEL FINANCIAL CORP
SF
0001470453
Nesi Victor
787 7TH AVENUE
NEW YORK
NY
10019
0
1
0
0
Co-President
Common Stock
2022-03-02
4
M
0
3936
0.00
A
214968
D
Common Stock
2022-03-02
4
M
0
24001
0.00
A
238969
D
Common Stock
2022-03-02
4
F
0
14262
71.70
D
224707
D
Common Stock
33439
I
GRAT trust
Common Stock
22574
I
by Trust
Phantom Stock Units
0.00
2022-03-02
4
A
0
30001
0.00
A
Common Stock
30001
96870
D
Phantom Stock Units
0.00
2022-03-02
4
M
0
3936
0.00
D
Common Stock
3936
92934
D
Phantom Stock Units
0.00
2022-03-02
4
M
0
24001
0.00
D
Common Stock
24001
68933
D
These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.
No expiration date for these Units.
Currently exercisable.
/s/ Victor Nesi
2022-03-04