0001209191-22-016261.txt : 20220304 0001209191-22-016261.hdr.sgml : 20220304 20220304162941 ACCESSION NUMBER: 0001209191-22-016261 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220304 DATE AS OF CHANGE: 20220304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nesi Victor CENTRAL INDEX KEY: 0001470453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 22714505 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-02 0 0000720672 STIFEL FINANCIAL CORP SF 0001470453 Nesi Victor 787 7TH AVENUE NEW YORK NY 10019 0 1 0 0 Co-President Common Stock 2022-03-02 4 M 0 3936 0.00 A 214968 D Common Stock 2022-03-02 4 M 0 24001 0.00 A 238969 D Common Stock 2022-03-02 4 F 0 14262 71.70 D 224707 D Common Stock 33439 I GRAT trust Common Stock 22574 I by Trust Phantom Stock Units 0.00 2022-03-02 4 A 0 30001 0.00 A Common Stock 30001 96870 D Phantom Stock Units 0.00 2022-03-02 4 M 0 3936 0.00 D Common Stock 3936 92934 D Phantom Stock Units 0.00 2022-03-02 4 M 0 24001 0.00 D Common Stock 24001 68933 D These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023. No expiration date for these Units. Currently exercisable. /s/ Victor Nesi 2022-03-04