0001209191-22-016244.txt : 20220304
0001209191-22-016244.hdr.sgml : 20220304
20220304162514
ACCESSION NUMBER: 0001209191-22-016244
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220302
FILED AS OF DATE: 20220304
DATE AS OF CHANGE: 20220304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J
CENTRAL INDEX KEY: 0001203674
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 22714421
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-02
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203674
KRUSZEWSKI RONALD J
501 NORTH BROADWAY
ST. LOUIS
MO
63102
1
1
0
0
Chief Executive Officer
Common Stock
2022-03-02
4
M
0
8200
0.00
A
1286010
D
Common Stock
2022-03-02
4
M
0
34287
0.00
A
1320297
D
Common Stock
2022-03-02
4
F
0
18972
71.70
D
1301325
D
Phantom Stock Units
0.00
2022-03-02
4
A
0
42859
0.00
A
Common Stock
42859
158103
D
Phantom Stock Units
0.00
2022-03-02
4
M
0
8200
0.00
D
Common Stock
8200
149903
D
Phantom Stock Units
0.00
2022-03-02
4
M
0
34287
0.00
D
Common Stock
34287
115616
D
These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.
No expiration date for these Units.
Currently exercisable.
/s/ Ronald Kruszewski
2022-03-04