0001209191-22-016244.txt : 20220304 0001209191-22-016244.hdr.sgml : 20220304 20220304162514 ACCESSION NUMBER: 0001209191-22-016244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220302 FILED AS OF DATE: 20220304 DATE AS OF CHANGE: 20220304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J CENTRAL INDEX KEY: 0001203674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 22714421 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-03-02 0 0000720672 STIFEL FINANCIAL CORP SF 0001203674 KRUSZEWSKI RONALD J 501 NORTH BROADWAY ST. LOUIS MO 63102 1 1 0 0 Chief Executive Officer Common Stock 2022-03-02 4 M 0 8200 0.00 A 1286010 D Common Stock 2022-03-02 4 M 0 34287 0.00 A 1320297 D Common Stock 2022-03-02 4 F 0 18972 71.70 D 1301325 D Phantom Stock Units 0.00 2022-03-02 4 A 0 42859 0.00 A Common Stock 42859 158103 D Phantom Stock Units 0.00 2022-03-02 4 M 0 8200 0.00 D Common Stock 8200 149903 D Phantom Stock Units 0.00 2022-03-02 4 M 0 34287 0.00 D Common Stock 34287 115616 D These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023. No expiration date for these Units. Currently exercisable. /s/ Ronald Kruszewski 2022-03-04