0001209191-22-016232.txt : 20220304
0001209191-22-016232.hdr.sgml : 20220304
20220304162228
ACCESSION NUMBER: 0001209191-22-016232
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220302
FILED AS OF DATE: 20220304
DATE AS OF CHANGE: 20220304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fisher Mark P
CENTRAL INDEX KEY: 0001345807
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 22714363
MAIL ADDRESS:
STREET 1: C/O THOMAS WEISEL PARTNERS GROUP, INC.
STREET 2: ONE MONTGOMERY STREET, SUITE 3700
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-02
0
0000720672
STIFEL FINANCIAL CORP
SF
0001345807
Fisher Mark P
ONE MONTGOMERY STREET
SUITE 3700
SAN FRANCISCO
CA
94104
0
1
0
0
SENIOR VP & GENERAL COUNSEL
Common Stock
2022-03-02
4
M
0
3772
0.00
A
42672
D
Common Stock
2022-03-02
4
F
0
1987
71.70
D
40685
D
Phantom Stock Units
0.00
2022-03-02
4
A
0
4714
0.00
A
Common Stock
4714
37156
D
Phantom Stock Units
0.00
2022-03-02
4
M
0
3772
0.00
D
Common Stock
3772
33384
D
These units are being issued based on the PRSU award agreement dated March 2, 2018. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2023.
No expiration date for these Units.
Currently exercisable.
/s/ Mark Fisher
2022-03-04