0001209191-21-019531.txt : 20210310
0001209191-21-019531.hdr.sgml : 20210310
20210310170524
ACCESSION NUMBER: 0001209191-21-019531
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210308
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nesi Victor
CENTRAL INDEX KEY: 0001470453
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 21730654
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-08
0
0000720672
STIFEL FINANCIAL CORP
SF
0001470453
Nesi Victor
787 7TH AVENUE
NEW YORK
NY
10019
0
1
0
0
Co-President
Common Stock
2021-03-08
4
S
0
11249
64.42
D
212000
D
Common Stock
2021-03-08
4
M
0
35351
0.00
A
247351
D
Common Stock
2021-03-08
4
M
0
15745
0.00
A
263096
D
Common Stock
2021-03-08
4
F
0
25022
64.76
D
238074
D
Common Stock
18574
I
by Trust
Common Stock
37500
I
GRAT trust
Phantom Stock Units
0.00
2021-03-08
4
A
0
19681
0.00
A
Common Stock
19681
113520
D
Phantom Stock Units
0.00
2021-03-08
4
M
0
35351
0.00
D
Common Stock
35351
78169
D
Phantom Stock Units
0.00
2021-03-08
4
M
0
15745
0.00
D
Common Stock
15745
62424
D
Open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
On March 8, 2021, the shares indicated in this row were delivered to the reporting person based on the PRSU award agreement dated March 2, 2017.
These units are being issued based on the PRSU award agreement dated March 2, 2017. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2022.
No expiration date for these Units.
Currently exercisable.
/s/ Victor Nesi
2021-03-10