0001209191-21-019517.txt : 20210310
0001209191-21-019517.hdr.sgml : 20210310
20210310165624
ACCESSION NUMBER: 0001209191-21-019517
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210308
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J
CENTRAL INDEX KEY: 0001203674
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 21730530
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-08
0
0000720672
STIFEL FINANCIAL CORP
SF
0001203674
KRUSZEWSKI RONALD J
501 NORTH BROADWAY
ST. LOUIS
MO
63102
1
1
0
0
Chief Executive Officer
Common Stock
2021-03-08
4
M
0
66700
0.00
A
1268946
D
Common Stock
2021-03-08
4
M
0
32802
0.00
A
1301748
D
Common Stock
2021-03-08
4
F
0
44528
64.76
D
1257220
D
Phantom Stock Units
0.00
2021-03-08
4
A
0
41002
0.00
A
Common Stock
41002
198616
D
Phantom Stock Units
0.00
2021-03-08
4
M
0
66700
0.00
D
Common Stock
66700
131916
D
Phantom Stock Units
0.00
2021-03-08
4
M
0
32802
0.00
D
Common Stock
32802
99114
D
On March 8, 2021, the shares indicated in this row were delivered to the reporting person based on the PRSU award agreement dated March 2, 2017.
These units are being issued based on the PRSU award agreement dated March 2, 2017. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2022.
No expiration date for these Units.
Currently exercisable.
/s/ Ronald Kruszewski
2021-03-10