0001209191-21-019517.txt : 20210310 0001209191-21-019517.hdr.sgml : 20210310 20210310165624 ACCESSION NUMBER: 0001209191-21-019517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J CENTRAL INDEX KEY: 0001203674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 21730530 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-08 0 0000720672 STIFEL FINANCIAL CORP SF 0001203674 KRUSZEWSKI RONALD J 501 NORTH BROADWAY ST. LOUIS MO 63102 1 1 0 0 Chief Executive Officer Common Stock 2021-03-08 4 M 0 66700 0.00 A 1268946 D Common Stock 2021-03-08 4 M 0 32802 0.00 A 1301748 D Common Stock 2021-03-08 4 F 0 44528 64.76 D 1257220 D Phantom Stock Units 0.00 2021-03-08 4 A 0 41002 0.00 A Common Stock 41002 198616 D Phantom Stock Units 0.00 2021-03-08 4 M 0 66700 0.00 D Common Stock 66700 131916 D Phantom Stock Units 0.00 2021-03-08 4 M 0 32802 0.00 D Common Stock 32802 99114 D On March 8, 2021, the shares indicated in this row were delivered to the reporting person based on the PRSU award agreement dated March 2, 2017. These units are being issued based on the PRSU award agreement dated March 2, 2017. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2022. No expiration date for these Units. Currently exercisable. /s/ Ronald Kruszewski 2021-03-10