0001209191-21-019513.txt : 20210310 0001209191-21-019513.hdr.sgml : 20210310 20210310165333 ACCESSION NUMBER: 0001209191-21-019513 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Michaud Thomas B. CENTRAL INDEX KEY: 0001380492 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 21730508 MAIL ADDRESS: STREET 1: C/O KBW, INC. STREET 2: 787 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Michaud Thomas R DATE OF NAME CHANGE: 20061107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-08 0 0000720672 STIFEL FINANCIAL CORP SF 0001380492 Michaud Thomas B. 787 SEVENTH AVENUE NEW YORK NY 10019 0 1 0 0 Senior Vice President Common Stock 2021-03-08 4 M 0 28014 0.00 A 171702 D Common Stock 2021-03-08 4 M 0 12829 0.00 A 184531 D Common Stock 2021-03-08 4 F 0 20001 64.76 D 164530 D Phantom Stock Units 0.00 2021-03-08 4 A 0 16036 0.00 A Common Stock 16036 102887 D Phantom Stock Units 0.00 2021-03-08 4 M 0 28014 0.00 D Common Stock 28014 74873 D Phantom Stock Units 0.00 2021-03-08 4 M 0 12829 0.00 D Common Stock 12829 62044 D On March 8, 2021, the shares indicated in this row were delivered to the reporting person based on the PRSU award agreement dated March 2, 2017. These units are being issued based on the PRSU award agreement dated March 2, 2017. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2022. No expiration date for these Units. Currently exercisable. /s/ Thomas Michaud 2021-03-10