0001209191-21-019513.txt : 20210310
0001209191-21-019513.hdr.sgml : 20210310
20210310165333
ACCESSION NUMBER: 0001209191-21-019513
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210308
FILED AS OF DATE: 20210310
DATE AS OF CHANGE: 20210310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Michaud Thomas B.
CENTRAL INDEX KEY: 0001380492
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 21730508
MAIL ADDRESS:
STREET 1: C/O KBW, INC.
STREET 2: 787 SEVENTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: Michaud Thomas R
DATE OF NAME CHANGE: 20061107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-08
0
0000720672
STIFEL FINANCIAL CORP
SF
0001380492
Michaud Thomas B.
787 SEVENTH AVENUE
NEW YORK
NY
10019
0
1
0
0
Senior Vice President
Common Stock
2021-03-08
4
M
0
28014
0.00
A
171702
D
Common Stock
2021-03-08
4
M
0
12829
0.00
A
184531
D
Common Stock
2021-03-08
4
F
0
20001
64.76
D
164530
D
Phantom Stock Units
0.00
2021-03-08
4
A
0
16036
0.00
A
Common Stock
16036
102887
D
Phantom Stock Units
0.00
2021-03-08
4
M
0
28014
0.00
D
Common Stock
28014
74873
D
Phantom Stock Units
0.00
2021-03-08
4
M
0
12829
0.00
D
Common Stock
12829
62044
D
On March 8, 2021, the shares indicated in this row were delivered to the reporting person based on the PRSU award agreement dated March 2, 2017.
These units are being issued based on the PRSU award agreement dated March 2, 2017. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2022.
No expiration date for these Units.
Currently exercisable.
/s/ Thomas Michaud
2021-03-10