0001209191-21-019499.txt : 20210310 0001209191-21-019499.hdr.sgml : 20210310 20210310164242 ACCESSION NUMBER: 0001209191-21-019499 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEISEL THOMAS W CENTRAL INDEX KEY: 0001207218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 21730402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-08 0 0000720672 STIFEL FINANCIAL CORP SF 0001207218 WEISEL THOMAS W ONE MONTGOMERY STREET, SUITE 3700 SAN FRANCISCO CA 94104 1 0 0 0 Common Stock 2021-03-08 4 M 0 6670 0.00 A 52510 D Common Stock 2021-03-08 4 M 0 8747 0.00 A 61257 D Common Stock 2021-03-08 4 F 0 7088 64.76 D 54169 D Phantom Stock Units 0.00 2021-03-08 4 A 0 10934 0.00 A Common Stock 10934 20203 D Phantom Stock Units 0.00 2021-03-08 4 M 0 6670 0.00 D Common Stock 6670 13533 D Phantom Stock Units 0.00 2021-03-08 4 M 0 8747 0.00 D Common Stock 8747 4786 D On March 8, 2021, the shares indicated in this row were delivered to the reporting person based on the PRSU award agreement dated March 2, 2017. These units are being issued based on the PRSU award agreement dated March 2, 2017. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2022. No expiration date for these Units. Currently exercisable. /s/ Thom Weisel 2021-03-10