0001209191-21-001096.txt : 20210105 0001209191-21-001096.hdr.sgml : 20210105 20210105163245 ACCESSION NUMBER: 0001209191-21-001096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210105 DATE AS OF CHANGE: 20210105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEMLYAK JAMES M CENTRAL INDEX KEY: 0001203675 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 21506163 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-31 0 0000720672 STIFEL FINANCIAL CORP SF 0001203675 ZEMLYAK JAMES M 501 NORTH BROADWAY ST. LOUIS MO 63102 0 1 0 0 Co-President Common Stock 2020-12-31 4 M 0 2887 0.00 A 1264172 D Common Stock 2020-12-31 4 F 0 1292 50.46 D 1262880 D Phantom Stock Units 0.00 2020-12-31 4 M 0 2887 0.00 D Common Stock 2887 77373 D Currently exercisable. No expiration date for these Units. /s/ James Zemlyak 2021-01-05