0001209191-20-033564.txt : 20200602
0001209191-20-033564.hdr.sgml : 20200602
20200602164020
ACCESSION NUMBER: 0001209191-20-033564
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200529
FILED AS OF DATE: 20200602
DATE AS OF CHANGE: 20200602
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OATES JAMES M
CENTRAL INDEX KEY: 0001180238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 20937640
MAIL ADDRESS:
STREET 1: C/O INVESTORS FINANCIAL SERVICES CORP
STREET 2: 200 CLARENDON ST
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-29
0
0000720672
STIFEL FINANCIAL CORP
SF
0001180238
OATES JAMES M
501 NORTH BROADWAY
ST. LOUIS
MO
63102
1
0
0
0
Common Stock
11563
D
Phantom Stock Units
0.00
2020-05-29
4
A
0
2096
0.00
A
Common Stock
2096
20692
D
Units vest in 20% increments over a five year period.
No expiration date for these Units.
James Oates
2020-06-02