0001209191-20-009160.txt : 20200213 0001209191-20-009160.hdr.sgml : 20200213 20200213160900 ACCESSION NUMBER: 0001209191-20-009160 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZEMLYAK JAMES M CENTRAL INDEX KEY: 0001203675 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 20610541 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2019-12-31 0 0 0 0000720672 STIFEL FINANCIAL CORP SF 0001203675 ZEMLYAK JAMES M 501 NORTH BROADWAY ST. LOUIS MO 63102 0 1 0 0 Co-President Common Stock 2019-08-20 5 G 0 570 0.00 A 3450 I by Son Common Stock 2019-08-20 5 G 0 570 0.00 D 841269 D Common Stock 2019-11-27 5 G 0 400 0.00 D 840869 D Common Stock 2019-12-20 5 G 0 160 0.00 D 840709 D /s/ James Zemlyak 2020-02-07