0001209191-20-001900.txt : 20200106 0001209191-20-001900.hdr.sgml : 20200106 20200106164731 ACCESSION NUMBER: 0001209191-20-001900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plotkin Ben A CENTRAL INDEX KEY: 0001392580 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 20510435 MAIL ADDRESS: STREET 1: 168 WESTERN DRIVE CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-02 0 0000720672 STIFEL FINANCIAL CORP SF 0001392580 Plotkin Ben A 787 7TH AVENUE NEW YORK NY 10019 0 1 0 0 Vice Chairman and SVP Common Stock 2020-01-02 4 M 0 1714 0.00 A 99442 D Common Stock 2020-01-02 4 F 0 509 61.44 D 98933 D Phantom Stock Units 0.00 2020-01-02 4 M 0 1714 0.00 D Common Stock 1714 2089 D Currently exercisable. No expiration date for these Units. /s/ Ben Plotkin 2020-01-06