0001209191-20-001861.txt : 20200106 0001209191-20-001861.hdr.sgml : 20200106 20200106163815 ACCESSION NUMBER: 0001209191-20-001861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRUSZEWSKI RONALD J CENTRAL INDEX KEY: 0001203674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 20510259 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-02 0 0000720672 STIFEL FINANCIAL CORP SF 0001203674 KRUSZEWSKI RONALD J 501 NORTH BROADWAY ST. LOUIS MO 63102 1 1 0 0 Chief Executive Officer Common Stock 2020-01-02 4 M 0 28587 0.00 A 869836 D Common Stock 2020-01-02 4 F 0 10461 61.44 D 859375 D Common Stock 1500 I By Daughter Phantom Stock Units 0.00 2020-01-02 4 M 0 28587 0.00 D Common Stock 28587 69562 D Currently exercisable. No expiration date for these Units. /s/ Ronald Kruszewski 2020-01-06