0001209191-19-035571.txt : 20190607 0001209191-19-035571.hdr.sgml : 20190607 20190607163837 ACCESSION NUMBER: 0001209191-19-035571 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190605 FILED AS OF DATE: 20190607 DATE AS OF CHANGE: 20190607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Kathleen CENTRAL INDEX KEY: 0001321211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 19886181 MAIL ADDRESS: STREET 1: 488 8TH AVENUE CITY: SAN DIEGO STATE: CA ZIP: 92101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-06-05 0 0000720672 STIFEL FINANCIAL CORP SF 0001321211 Brown Kathleen 501 NORTH BROADWAY ST. LOUIS MO 63102 1 0 0 0 Common Stock 2019-06-06 4 M 0 1900 0.00 A 3814 D Phantom Stock Units 0.00 2019-06-05 4 A 0 1900 0.00 A Common Stock 1900 7550 D Phantom Stock Units 0.00 2019-06-06 4 M 0 1900 0.00 D Common Stock 1900 5650 D Units vest quarterly over a one year period. No expiration date for these Units. Currently exercisable. /s/ Kathleen Brown 2019-06-07