0001209191-19-007760.txt : 20190206
0001209191-19-007760.hdr.sgml : 20190206
20190206164551
ACCESSION NUMBER: 0001209191-19-007760
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190204
FILED AS OF DATE: 20190206
DATE AS OF CHANGE: 20190206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marischen James M
CENTRAL INDEX KEY: 0001638499
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 19572043
MAIL ADDRESS:
STREET 1: 501 NORTH BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-02-04
0
0000720672
STIFEL FINANCIAL CORP
SF
0001638499
Marischen James M
501 NORTH BROADWAY
ST. LOUIS
MO
63102
0
1
0
0
Chief Financial Officer
Common Stock
21090
D
Phantom Stock Units
0.00
2019-02-04
4
A
0
2088
0.00
A
Common Stock
2088
20344
D
Units vest in 20% increments over a five year period.
No expiration date for these Units.
/s/ James Marischen
2019-02-06