0001209191-19-001975.txt : 20190104 0001209191-19-001975.hdr.sgml : 20190104 20190104163109 ACCESSION NUMBER: 0001209191-19-001975 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190102 FILED AS OF DATE: 20190104 DATE AS OF CHANGE: 20190104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SLINEY DAVID D CENTRAL INDEX KEY: 0001203692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 19510495 MAIL ADDRESS: STREET 1: 501 NORTH BROADWAY CITY: ST LOUIS STATE: MO ZIP: 63102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-02 0 0000720672 STIFEL FINANCIAL CORP SF 0001203692 SLINEY DAVID D 501 NORTH BROADWAY ST. LOUIS MO 63102 0 1 0 0 Chief Operating Officer Common Stock 2019-01-02 4 M 0 698 0.00 A 114122 D Common Stock 2019-01-02 4 F 0 246 41.42 D 113876 D Phantom Stock Units 0.00 2019-01-02 4 M 0 698 0.00 D Common Stock 698 10641 D Currently exercisable. No expiration date for these Units. /s/ David Sliney 2019-01-04