0001209191-19-001930.txt : 20190104
0001209191-19-001930.hdr.sgml : 20190104
20190104162321
ACCESSION NUMBER: 0001209191-19-001930
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190102
FILED AS OF DATE: 20190104
DATE AS OF CHANGE: 20190104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN MICHAEL W
CENTRAL INDEX KEY: 0001205542
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09305
FILM NUMBER: 19510367
MAIL ADDRESS:
STREET 1: EMC CORPORATION
STREET 2: 176 SOUTH STREET
CITY: HOPKINTON
STATE: MA
ZIP: 01748
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-01-02
0
0000720672
STIFEL FINANCIAL CORP
SF
0001205542
BROWN MICHAEL W
501 NORTH BROADWAY
ST. LOUIS
MO
1
0
0
0
Common Stock
2019-01-02
4
M
0
3750
0.00
A
21884
D
Phantom Stock Units
0.00
2019-01-02
4
M
0
3750
0.00
D
Common Stock
3750
13151
D
Currently exercisable.
No expiration date for these Units.
/s/ Michael Brown
2019-01-04