-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BxuiJ8uoQ0XHhCQPT2IhBZjnGERuu6HYLj9Xm8sB27dJj9QafrWnfuTkjFPcUqLw QGtYy5EYu+Ho0CjPC+q7dQ== 0001203680-03-000011.txt : 20031002 0001203680-03-000011.hdr.sgml : 20031002 20031002123354 ACCESSION NUMBER: 0001203680-03-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031001 FILED AS OF DATE: 20031002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILL CHARLES A CENTRAL INDEX KEY: 0001203680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 03922960 MAIL ADDRESS: STREET 1: 8000 MARYLAND AVE SUITE 1190 CITY: ST LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 edgardoc.xml PRIMARY DOCUMENT X0201 4 2003-10-01 0 0000720672 STIFEL FINANCIAL CORP SF 0001203680 DILL CHARLES A GATEWAY ASSOCIATES 8000 MARYLAND AVE., SUITE 1190 ST. LOUIS MO 63105 1 0 0 0 Common Stock 6615 D Phantom Stock Units 0 2003-10-01 4 A 0 282 13.28 A 2003-10-01 2013-10-01 Common Stock 282 282 D Phantom Stock Units 0 2003-10-01 4 A 0 71 0 A 2003-10-01 2013-10-01 Common Stock 71 353 D Phantom Stock Units 0 2003-10-01 4 A 0 188 13.28 A 2003-10-01 2013-10-01 Common Stock 188 541 D Phantom Stock Units 0 2003-10-01 4 A 0 47 0 A 2003-10-01 2013-10-01 Common Stock 47 588 D Phantom Stock Units 0 2002-01-02 2012-01-02 Common Stock 150 150 D Phantom Stock Units 0 2002-01-29 2012-01-29 Common Stock 131 131 D Phantom Stock Units 0 2002-02-01 2012-02-01 Common Stock 136 136 D Phantom Stock Units 0 2002-03-01 2012-03-01 Common Stock 130 130 D Phantom Stock Units 0 2002-04-01 2012-04-01 Common Stock 122 122 D Phantom Stock Units 0 2002-05-01 2012-05-01 Common Stock 117 117 D Phantom Stock Units 0 2002-05-09 2012-05-09 Common Stock 99 99 D Phantom Stock Units 0 2002-06-01 2012-06-01 Common Stock 115 115 D Phantom Stock Units 0 2002-07-01 2012-07-01 Common Stock 124 124 D Phantom Stock Units 0 2002-07-23 2012-07-23 Common Stock 84 84 D Phantom Stock Units 0 2002-08-01 2012-08-01 Common Stock 129 129 D Phantom Stock Units 0 2002-09-03 2012-09-03 Common Stock 121 121 D Phantom Stock Units 0 2002-10-01 2012-10-01 Common Stock 124 124 D Phantom Stock Units 0 2002-10-28 2012-10-28 Common Stock 82 82 D Phantom Stock Units 0 2002-11-01 2012-11-01 Common Stock 130 130 D Phantom Stock Units 0 2002-12-02 2012-12-02 Common Stock 133 133 D Phantom Stock Units 0 2003-01-02 2013-01-02 Common Stock 142 142 D Phantom Stock Units 0 2003-01-30 2013-01-30 Common Stock 86 86 D Phantom Stock Units 0 2003-02-03 2013-02-03 Common Stock 133 133 D Phantom Stock Units 0 2003-03-03 2013-03-03 Common Stock 131 131 D Phantom Stock Units 0 2003-04-01 2013-04-01 Common Stock 134 134 D Phantom Stock Units 0 2003-05-01 2013-05-01 Common Stock 129 129 D Phantom Stock Units 0 2003-05-12 2013-05-12 Common Stock 80 80 D Phantom Stock Units 0 2003-06-01 2013-06-01 Common Stock 125 125 D Phantom Stock Units 0 2003-07-01 2013-07-01 Common Stock 126 126 D Phantom Stock Units 0 2003-08-01 2013-08-01 Common Stock 128 128 D Currently exercisable. By: Forrest M. Smith For: Charles A. Dill 2003-10-02 -----END PRIVACY-ENHANCED MESSAGE-----