EX-FILING FEES 6 d832621dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit 107

Calculation of Filing Fee Tables

Form S-3

(Form Type)

Stifel Financial Corp.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

 

Title of Each Class of

Securities to be

Registered(1)

 

Fee

Calculation

or Carry

Forward

Rule

 

Amount
to Be

Registered

 

Proposed

Maximum

Offering

Price Per

Unit

 

Proposed

Maximum

Aggregate

Offering

Price

 

Fee

Rate

 

Amount of

Registration

Fee

 

Carry

Forward

Form

Type

 

Carry

Forward

File

Number

 

Carry

Forward

Initial

Effective

Date

 

Filing Fee

Previously

Paid In

Connection

with

Unsold

Securities

to be

Carried

Forward

 
Newly Registered Securities
                         

Fees to Be

Paid

  Equity   Common Stock, par value $0.15 per share   Rule 456(b) and 457(r)   (2)   (2)   (2)   (3)    (3)          
                         
    Equity   Preferred Stock, par value $1.00 per share   Rule 456(b) and 457(r)   (2)   (2)   (2)   (3)    (3)          
                         
    Debt   Debt Securities   Rule 456(b) and 457(r)   (2)   (2)   (2)   (3)    (3)          
                         
    Other   Warrants   Rule 456(b) and 457(r)   (2)   (2)   (2)   (3)    (3)          
                         
    Equity   Depositary Share   Rule 456(b) and 457(r)   (2)   (2)   (2)   (3)    (3)          
                         
    Other   Subscription Rights   Rule 456(b) and 457(r)   (2)   (2)   (2)   (3)    (3)          
                         
    Other   Purchase Contracts   Rule 456(b) and 457(r)   (2)   (2)   (2)   (3)    (3)          
                         
    Other   Purchase Units   Rule 456(b) and 457(r)    (2)   (2)   (2)   (3)    (3)          
                         

Fees

Previously

Paid

  N/A   N/A   N/A   N/A   N/A   N/A     N/A          
 
Carry Forward Securities
                         

Carry

Forward

Securities

  N/A   N/A   N/A   N/A     N/A       N/A   N/A   N/A   N/A
                   
    Total Offering Amounts      N/A     N/A          
                   
    Total Fees Previously Paid          N/A          
                   
    Total Fee Offsets          N/A          
                   
    Net Fee Due                N/A                
(1)

Also includes such indeterminate number of shares of common stock and preferred stock or amount of debt securities as may be issued upon conversion or exercise of, or exchange for, any debt securities, preferred stock, or warrants that provide for conversion, exercise or exchange for other securities. No separate consideration will be received for the preferred stock or common stock or debt securities issuable upon conversion of or in exchange for debt securities or preferred stock. Also includes such indeterminate number of shares of common stock and preferred stock or amount of debt securities as may be required for delivery upon exercise of warrants, or conversion or exchange of any debt securities or preferred stock. Any registered securities may be sold separately or as Purchase Units with other registered securities. Purchase Units may consist of two or more securities in any combination, which may or may not be separable from one another. Because Purchase Units will consist of securities registered hereunder, no additional registration fee is required for the Purchase Units.

(2)

Not applicable pursuant to Form S-3 General Instruction II(E). An indeterminate aggregate initial offering price and number or amount of the securities of each identified class is being registered as may from time to time be offered at currently indeterminate prices and as may be issuable upon conversion, redemption, repurchase, exchange or exercise of any securities registered hereunder, including under any applicable anti-dilution provisions. Securities registered hereunder may


  be sold separately, together or as units with other securities registered hereunder. Separate consideration may or may not be received for securities that are issuable upon conversion of, or in exchange for, or upon exercise of, convertible or exchangeable securities. In addition, pursuant to Rule 416 under the Securities Act, the securities being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the shares being registered hereunder as a result of stock splits, stock dividends or similar transactions.
(3)

The Registrant is relying on Rule 456(b) and Rule 457(r) under the Securities Act of 1933, as amended, to defer payment of all of the registration fee. In connection with the securities offered hereby, the Registrant will pay “pay-as-you-go registration fees” in accordance with Rule 456(b). The Registrant will calculate the registration fee applicable to an offer of securities pursuant to this Registration Statement based on the fee payment rate in effect on the date of such fee payment.