<SEC-DOCUMENT>0001193125-14-272886-index.html : 20140718 <SEC-HEADER>0001193125-14-272886.hdr.sgml : 20140718 <ACCEPTANCE-DATETIME>20140718164035 ACCESSION NUMBER: 0001193125-14-272886 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20140715 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140718 DATE AS OF CHANGE: 20140718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 14982980 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>d761145d8k.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: d761145d8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>d761145dex11.htm <DESCRIPTION>EX-1.1 <TEXT> Document 2 - file: d761145dex11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>d761145dex42.htm <DESCRIPTION>EX-4.2 <TEXT> Document 3 - file: d761145dex42.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>d761145dex51.htm <DESCRIPTION>EX-5.1 <TEXT> Document 4 - file: d761145dex51.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>g761145ex5_1header.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: g761145ex5_1header.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>g761145ex5_1pg001a.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: g761145ex5_1pg001a.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>g761145ex5_1pg001b.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: g761145ex5_1pg001b.jpg
</DOCUMENT> </SEC-DOCUMENT>