0001193125-13-062802.txt : 20130219
0001193125-13-062802.hdr.sgml : 20130219
20130215163338
ACCESSION NUMBER: 0001193125-13-062802
CONFORMED SUBMISSION TYPE: 13F-NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130215
DATE AS OF CHANGE: 20130215
EFFECTIVENESS DATE: 20130215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-NT
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04621
FILM NUMBER: 13620095
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
13F-NT
1
d488104d13fnt.txt
FORM 13F-NT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [_]: Amendment Number:
This Amendment (Check only one): [_] is a restatement
[_] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Stifel Financial Corp.
Address: One Financial Plaza
501 North Broadway
St. Louis, Missouri 63102-2102
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: James M. Zemlyak
Title: Chief Financial Officer
Phone: (314) 342-2000
Signature, Place and Date of Signing:
/s/ James M. Zemlyak St. Louis, Missouri February 15, 2013
-------------------------- ------------------------ ------------------------
Signature City, State Date
Report Type (Check only one):
[_] 13F HOLDINGS REPORT (Check here if all holdings of this reporting manager
are reported in this report)
[X] 13F NOTICE (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s))
[_] 13F COMBINATION REPORT (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s))
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
------------------------- -------------------------------
028-06972 Stifel Nicolaus & Company, Inc.
028-13899 Missouri Valley Partners, Inc.
028-15069 Timberline Asset Management LLC