0000950170-24-026153.txt : 20240305 0000950170-24-026153.hdr.sgml : 20240305 20240305164843 ACCESSION NUMBER: 0000950170-24-026153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240301 FILED AS OF DATE: 20240305 DATE AS OF CHANGE: 20240305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Mark P CENTRAL INDEX KEY: 0001345807 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09305 FILM NUMBER: 24721607 MAIL ADDRESS: STREET 1: C/O THOMAS WEISEL PARTNERS GROUP, INC. STREET 2: ONE MONTGOMERY STREET, SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 4 1 ownership.xml 4 X0508 4 2024-03-01 0000720672 STIFEL FINANCIAL CORP SF 0001345807 Fisher Mark P ONE MONTGOMERY STREET SUITE 3700 SAN FRANCISCO CA 94104 false true false false Senior VP & General Counsel false Common Stock 2024-03-01 4 M false 4198 0 A 50390 D Common Stock 2024-03-01 4 F false 2887 75 D 47503 D Phantom Stock Units 0 2024-03-01 4 A false 5977 0 A Common Stock 5977 26929 D Phantom Stock Units 0 2024-03-01 4 M false 4198 0 D Common Stock 4198 22731 D These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. No expiration date for these Units Currently exercisable. /s/ Mark Fisher 2024-03-05