Insider Trading Arrangements

3 Months Ended

Dec. 31, 2023

shares

Trading Arrangements, by Individual

Material Terms of Trading Arrangement

On October 30, 2023, Victor Nesi, President and Director of Institutional Group, entered into trading plans to sell an aggregate of 36,000 shares held indirectly through trusts (the “Nesi Sales Plans”), with sales commencing on January 31, 2024, and terminating on the earliest to occur of (i) the close of business on January 29, 2025; (ii) the date on which the total shares subject to the Nesi Sales Plans have been sold; and (iii) the date the Nesi Sales Plans are terminated in connection with certain extraordinary transactions as specified by the terms of the Nesi Sales Plans. The Nesi Sales Plans were entered into during an open insider trading window and are intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Exchange Act of 1934, as amended, and the Company’s policies regarding insider transactions.

Name

Victor Nesi

Title

President and Director

Rule 10b5-1 Arrangement Adopted

true

Adoption Date

October 30, 2023

Rule 10b5-1 Arrangement Terminated

true

Termination Date

January 29, 2025

Arrangement Duration

457 days

Aggregate Available

36,000