0000950138-15-000408.txt : 20150617
0000950138-15-000408.hdr.sgml : 20150617
20150617110009
ACCESSION NUMBER: 0000950138-15-000408
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06c
FILED AS OF DATE: 20150617
DATE AS OF CHANGE: 20150617
EFFECTIVENESS DATE: 20150617
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP
CENTRAL INDEX KEY: 0000720672
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 431273600
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-241951
FILM NUMBER: 15936502
BUSINESS ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
BUSINESS PHONE: 314-342-2000
MAIL ADDRESS:
STREET 1: ATTN: JAMES G. LASCHOBER
STREET 2: 501 N. BROADWAY
CITY: ST. LOUIS
STATE: MO
ZIP: 63102-2102
D
1
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0000720672
STIFEL FINANCIAL CORP
ATTN: JAMES G. LASCHOBER
501 N. BROADWAY
ST. LOUIS
MO
MISSOURI
63102-2102
314-342-2000
DELAWARE
None
None
Corporation
true
Ronald
J.
Kruszewski
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Director
Chairman of the Board of Directors and Chief Executive Officer
Thomas
W.
Weisel
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Director
Chairman of the Board of Directors
Bruce
A.
Beda
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Director
Michael
W.
Brown
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Director
Charles
A.
Dill
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Director
John
P.
Dubinsky
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Director
Robert
E.
Grady
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Director
Frederick
O.
Hanser
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Director
Richard
J.
Himelfarb
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Director
Vice Chairman, Senior Vice President and Director
Alton
F.
Irby III
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Director
Thomas
B.
Michaud
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Director
President and Chief Executive Officer of Keefe, Bruyette & Woods and Director
Thomas
P.
Mulroy
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Director
Co-President, Co-Director of Institutional Group and Director
Victor
J.
Nesi
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Director
Co-President, Co-Director of Institutional Group and Director
James
M.
Oates
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Director
Ben
A.
Plotkin
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Director
Vice Chairman and Senior Vice President
Kelvin
R.
Westbrook
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Director
James
M.
Zemlyak
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Director
Co-President, Chief Financial Officer and Director
Michael
J.
Zimmerman
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Director
James
M.
Marischen
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Senior Vice President and Chief Risk Officer
David
D.
Sliney
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Senior Vice President
Mark
P.
Fisher
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Senior Vice President, General Counsel and Co-Corporate Secretary
David
M.
Minnick
c/o Stifel Financial Corp.
501 North Broadway
St. Louis
MO
MISSOURI
63102-2102
Executive Officer
Senior Vice President, General Counsel and Co-Corporate Secretary
Other Banking and Financial Services
Over $100,000,000
- 06c
false
2015-06-05
false
true
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73199144
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0
0
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STIFEL FINANCIAL CORP
/s/ Mark P. Fisher
Mark P. Fisher
Senior VP, Co-Corporate Secretary & General Counsel
2015-06-17