-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FxAiEat75ge64FTpFsJCP3yyX4Nq/GzNVaNt2BpbJhowhUq0854R9JB4XffScGvA cedyhr0e8iWUflLjmRmBIQ== 0000950138-09-000424.txt : 20090615 0000950138-09-000424.hdr.sgml : 20090615 20090615171623 ACCESSION NUMBER: 0000950138-09-000424 CONFORMED SUBMISSION TYPE: 424B2 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090615 DATE AS OF CHANGE: 20090615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STIFEL FINANCIAL CORP CENTRAL INDEX KEY: 0000720672 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431273600 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B2 SEC ACT: 1933 Act SEC FILE NUMBER: 333-158301 FILM NUMBER: 09892579 BUSINESS ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 BUSINESS PHONE: 314-342-2000 MAIL ADDRESS: STREET 1: ATTN: JAMES G. LASCHOBER STREET 2: 501 N. BROADWAY CITY: ST. LOUIS STATE: MO ZIP: 63102-2102 424B2 1 prosupp.htm PROSPECTUS SUPPLEMENT

Filed Pursuant to Rule 424(b)(2)

File No. 333-158301

 

PROSPECTUS SUPPLEMENT

(To prospectus dated March 30, 2009)

 

1,000,000 Shares

 

STIFEL FINANCIAL CORP.

 

Common Stock

 

Pursuant to the ATM Equity OfferingSM Sales Agreement, or the sales agreement, dated June 3, 2009, between us and Stifel, Nicolaus & Company, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated, during the period from June 4, 2009 through June 11, 2009, we sold 1,000,000 shares of our common stock, $0.15 par value per share. The shares were sold at a weighted average price per share of $45.00. Our gross proceeds from such sales were approximately $45,000,000, and the aggregate gross sales commission to the sales agents was approximately $1,125,000. Our aggregate net proceeds from such sales were approximately $43,700,000, after deducting related expenses, including commissions to the sales agents. The sales agreement was filed as an exhibit to our current report on Form 8-K filed with the Securities and Exchange Commission on June 4, 2009 and is incorporated by reference herein. The offering is now complete.

Our common stock is listed for trading on the NYSE under the symbol “SF.” On June 11, 2009, the last reported sale price of our common stock on the NYSE was $44.20 per share.

This prospectus supplement should be read in conjunction with, and may not be delivered or utilized without, the prospectus, dated March 30, 2009, and the prospectus supplement, dated June 3, 2009.

Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the adequacy or accuracy of this prospectus supplement. Any representation to the contrary is a criminal offense.

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Stifel Nicolaus

Merrill Lynch & Co.

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The date of this prospectus supplement is June 11, 2009.

 

 

 

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